Onboarding and Compliance Officer

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

THE COMPANY:Our client is a leading global investment manager, with £billions in AUM.THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

THE COMPANY:nOur client is an international bank, with offices based in the City. They specialise in both private and retail banking.THE RESPONSIBILITIES:nRespond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.nGeneral Administrative support on client onboarding and retention, Account...

Job Title: Junior Onboarding AnalystnLocation: London, UKLaser Digital is a crypto business redefining the frontier of digital finance. Backed by Nomura, Laser Digital delivers scalable, robust opportunities across trading, asset management, and ventures. The team works at higher standards of risk management, compliance, and commercial viability, all driven...

Are you a detail-oriented professional with a passion for coordinating complex processes? We are seeking a Client Onboarding Manager to join a fantastic team at a leading Asset Manager. In this role, you will play a crucial part in ensuring the seamless onboarding and management of institutional segregated and pooled fund investors.Responsibilities...

We are currently partnered with a global, Financial Services brokerage firm who, due to continued growth, are looking to add a Senior Compliance Manager to their existing UK Compliance function.This role will have a true generalist nature to it, so will require an individual comfortable working in an agile team and managing multiple workstreams:Key...

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic...

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer.We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we are seeking a highly motivated and detail-oriented Compliance Officer to...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

Lutine Bell are currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and will help the individual grow their exposure to compliance with a view to taking on more responsibility as opportunities arise.Responsibilities :Breach investigation as well as recording and...

A high profile London Insurance Market business is seeking a Compliance Officer to work collaboratively with the Compliance Manager.You will be focusing on:SanctionsnLicensingnFinancial CrimenHorizon ScanningIt is essential that you are currently working with a Lloyd's business as part of a Compliance function with a focus on Sanctions and Licensing.

Head of ComplianceAn exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the...

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This role is initially a FTC with the view to be made perm after.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy...

Do you have experience working in an accounting or legal firm?nDo you have strong knowledge of AML regulations?nDo you have experience leading and managing team members?A leading UK accountancy firm is looking for an experienced AML Manager to run their newly founded client onboarding team and oversee the firm's policies and procedures relative to AML. In...

We are currently supporting a regulated Crypto exchange as they continue to grow the advisory side of their business by bringing an Associate/Senior Associate to the existing function. Within the role you will be supporting other Crypto firms with Compliance related activities, focusing on the approval of Financial Promotions and assistance with...

PurposeHelp develop Lockton's response to emerging regulatory risk and developments in the regulatory landscape. Contribute to Compliance's assurance activities that ensure the business has the procedures, skills and tools it needs to deliver services and meet its strategic objectives. To help develop and maintain adequate policies and procedures to ensure...

X4 Technology are currently recruiting on behalf of one of our Fintech clients who are looking for an experienced Lead Compliance Analyst to join their team. They provide instant and effortless access to Cryptocurrencies with payment services including debit card and peer-to-peer payments.In this role you will be part of a small autonomous team that is...

About the Position:Are you an expert in Control & Monitoring within the Financial Services industry? Our client, a leading Fintech company, is seeking a Control & Monitoring Specialist to join their team. If you have experience in Financial Planning, Wealth Management, and Investment Platforms, this could be the perfect role for you.Main Responsibilities:-...

Compliance Officer, Regulatory Change - LondonCompany Overview:nOur client is an active, global investment manager who have a focus on both fixed income and equity markets. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and...

THE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance.Britannia Global Markets is part of the Britannia Financial Group a member of the London...