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Compliance Officer, Regulatory Change

3 months ago

Camden Area, Greater London, United Kingdom Black Swan Group Full time
Compliance Officer, Regulatory Change - London

Company Overview:
nOur client is an active, global investment manager who have a focus on both fixed income and equity markets.

The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices.

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.


Role Overview:

nAs a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme, with a specific focus on regulatory change.

The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.


Key Responsibilities:
n
  • Advise the business on regulatory changen
  • Manage the implementation of new regulations which impact the businessn
  • Train colleagues in various teams and departments on regulatory mattersn
  • Manage and enhance policies and proceduresn
  • Project management

Requirements:
n
  • Bachelor's degree in Finance, Economics, Law, or a related fieldn
  • Substantial compliance experience with a focus on regulatory changen
  • Strong knowledge of UK financial regulations and industry best practicesn
  • Excellent analytical and problem-solving skills with high attention to detailn
  • Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders


If you believe you have the skills and experience to excel in this role and contribute to the firm's continued success, we encourage you to apply.

For more details, please contact Jon Pettet at