Trade Surveillance Assistant Manager

THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

The role: Trade Surveillance – Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to lead technical client...

Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

William Rose Associates is actively partnering with a boutique investment firm based in London which is looking for a Trade Surveillance Analyst to join them. ESSENTIAL SKILLS | Trade Surveillance AnalystMUST come from a brokerage background1-2 years experience in either Operations or Compliance Familiarity with Bloomberg is usefulOVERVIEW | Trade...

Trade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...

Operate as a Senior BA to drive global trade surveillance strategy and execution within the IT function, working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct business analysis on regulatory-focused technology initiativesDefine and document user requirements for trade...

Surveillance ManagerInvestment ManagementLondon – Up to £100,000 + packageGresham Hunt has been mandated by our investment management client to find a new Compliance Surveillance Manager.You will be responsible for:Performing surveillance monitoring on trading activity across a variety of asset classesEnsuring maintenance of the surveillance framework,...

Our Trade Surveillance team is instrumental in safeguarding the integrity and effectiveness of our trading operations. Operating from our London office, this team is dedicated to the continuous improvement of our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both...

Our Risk Management Group's Surveillance team is integral to our commitment to maintaining the highest standards of integrity and compliance within the markets we operate. This global team specialises in conducting surveillance across all regions, ensuring market manipulation, misconduct, insider trading, and misuse of electronic communication are...

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

THE COMPANY:Our client is a successful brokerage firm based in the City. They are looking to hire a Market Surveillance Officer on an FTC basis.THE RESPONSIBILITIES:Monitoring and closing of market surveillance alerts and electronic communications to identify suspicious behaviourCalibration and tailoring of monitoring systems to ensure that alerts are...

Account Manager – Trading AnalyticsLocation: London (Hybrid)Salary: Up to £100,000Skills: Account Manager, Trading Analytics, Trade Surveillance, TCA, Transaction Cost Analysis, Best Execution, up selling, cross sellingMy client is a leading provider of financial services trading analytics software whose platform is supplied directly to financial services...

This job is with Bloomberg, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Bloomberg Vault is a hosted data management service that delivers integrated trading and communication archival, surveillance, eDiscovery, and analytics...

The firm is a major algorithmic trading entity in digital assets Key Responsibilties It is looking for a Compliance Advisory Senior Associate who has in-depth expertise from traditional financial markets The Senior Compliance Associate will be responsible for ensuring compliance with regulatory requirements, laws, and regulation across multiple...

Front Office Support Role The OpportunityThis role will support our industry leading sales team who are focused on servicing the niche risks alternative investment funds space.Key ResponsibilitiesData – focus on helping the front office team with data management, running reports for key prospecting outreach and ensuring our current client data points are...

Provide support to the Digital Trade Managers to ensure products are accurately published on the website, ensuring an optimum customer experience. Support digital trade team in the timely execution of the weekly trade plan and campaigns and maintain product categories and onsite standards. ResponsibilitiesManage the production process on a daily basis to...

Our Client, a significant Commodities Trading Firm specialising in Energy Commodities, is looking for a Trade Surveillance Expert to join the team. The role will be supporting the Senior Compliance Specialist in delivering the Group's compliance programme.Key Responsibilities:Communications monitoring, including ongoing maintenance of systems, providing...

The ClientMy client is a leading FinTech business delivering technology and investment management infrastructure services to some of the world's leading hedge funds and asset managers.What You'll GetAn opportunity to be part of one of the most exciting FinTech businesses in the City with a clear goal to become the first choice trading technology...

WHAT YOU’LL DO:The function of the trade finance team is to design and implement trade finance lines and other liquidity solutions, maintain day to day relationships with banking partners to maintain current facilities and work with front office to find funding solutions for projects from planning stage onwards. This role is primarily responsible for...

Attribution Search is currently searching for a high performing Rates Trading Assistant (TA) for growing multi manager Hedge Fund.The role engages closely with PM’s and Investment Team, working in a high volume T0 trading environment and all t+1 operations is outsourced to a third party vendor.Key duties will include but not limited to;· Supporting...