Trade Surveillance Analyst – London

2 months ago

London, UK, United Kingdom Atrium UK Full time

Trade Surveillance Analyst – London


Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further investigation and escalate to the Head of Global Surveillance or Compliance where necessary. Upon escalation, continue to provide any relevant analysis until the issue is resolved. This will include but not limited to: post trade surveillance, Electronic communications surveillance and Telephone surveillance.

  • Conduct targeted surveillance from a market abuse perspective on higher risk events, such as IPOs, mergers, investment in a new Emerging Market. Provide a written report with evaluative commentaries.
  • Conduct surveillance on trades as first line to ensure the firm is achieving best execution for its clients.
  • Provide and present analysis and development of reports related to all aspects of account activities, market manipulation and broker-dealer practices and procedures where required.
  • Provide and present reporting on the firm’s trading activity for management, committees and groups. Including assembling and analysing data patterns to indicate unusual account activity and identifying areas requiring additional investigation.
  • Write, disseminate and maintain documented processes for tasks as well as house and team documentation. Develop enhancements to existing surveillance controls, including delivering training on any enhancements and ensuring procedure documentation is updated. Design and develop new procedures for addressing requirements, particularly market abuse related.
  • Monitor regulatory updates and findings, reports, working papers to ensure the firm’s adherence to external and internal compliance standards. Develop findings and procedure reports involving evaluative commentaries for review and action if required.
  • Attend key business committees, oversight groups and external events where necessary, providing effective contribution as a representative of the Global Surveillance Team, Investment Services Department where relevant.
  • Design, implement and deliver training where required to ensure employees have relevant, up to date knowledge. Lead on Internal Audit, External Audit and Compliance Monitoring reviews as required. This includes responding to questions and inquiries on policies and participating in designing new procedures and methodologies to address factors identified in audits.
  • Conduct daily scans of sanctions screening database to identify any new risks that could affect the firm. Analyse all flagged alerts and produce client profiles and/or true match hit packs for review and approval by the Business Sanctions Coordinator. This task will include maintaining alert logs, LNBI notes, providing screening management information and review and maintenance of the AML sanctions screening process.
  • Provide guidance and training to less experienced Surveillance employees as necessary


Click Apply now/contact Lianne to be considered for the Trade Surveillance Analyst – London role

  • Trade Surveillance Analyst

    3 weeks ago

    London,, UK, United Kingdom Jameson Legal Full time

    Trade Surveillance AnalystAn exciting opportunity has come up to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team you will get excellent exposure to the business and senior management within the compliance function...

  • Trade Surveillance Analyst

    1 week ago

    London, UK, United Kingdom Investigo Full time

    Responsibilities: Trade Monitoring: Continuously oversee trading activities to identify potential breaches such as market abuse and insider trading. Alert Analysis & Investigation: Examine and investigate alerts generated by systems, assessing trading patterns and market conditions. Detailed Reporting: Compile thorough investigation reports and escalate...

  • Trade Surveillance Manager

    1 month ago

    London,, UK, United Kingdom Lorien Full time

    The role: Trade Surveillance – Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to lead technical client...

  • Trade Surveillance Business Analyst

    1 month ago

    London, UK, UK, United Kingdom McGregor Boyall Full time

    Operate as a Senior BA to drive global trade surveillance strategy and execution within the IT function, working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct business analysis on regulatory-focused technology initiativesDefine and document user requirements for trade...

  • Trade Surveillance Assistant Manager

    1 month ago

    London,, UK, United Kingdom Lorien Full time

    Trade Surveillance – Assistant Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to support technical client...

  • Lead Power Trading Analyst

    1 week ago

    London, UK, United Kingdom Selby Jennings Full time

    Lead / Senior Power Trading Analyst - London A Leading European Energy Trading client of mine is looking to hire an experienced Senior Trading Analyst to join their very well established Proprietary Trading team in London. The focus will be on the Power markets. You will be working directly with Senior Power Traders to develop new strategies. They have...

  • Energy Trading Analyst

    3 weeks ago

    London,, UK, United Kingdom Connect Resourcing Full time

    Leading Energy Trading business is now seeking to hire an Energy Trading Analyst to join their London based team. You should have experience of either the power, gas or LNG markets and be used to providing accurate market and fundamental analysis to trading teams. You will have strong analytical background, numerical and data management skills alongside...

  • Senior Power Trading Analyst

    2 weeks ago

    London,, UK, United Kingdom Selby Jennings Full time

    Senior Power Trading Analyst: ProprietaryA Leading European Energy Trading client of mine is looking to hire an experienced Senior Trading Analyst to join their very well established Proprietary Trading team in London. The focus will be on the Power markets.You will be working directly with Senior Power Traders to develop new strategies.They have extensive...

  • Casino Surveillance Officer

    1 week ago

    London , London, UK, United Kingdom Les Ambassadeurs Club Full time

    Casino Surveillance Officer - Mayfair, London We have a vacancy for a Surveillance Officer based in our Mayfair casino. Surveillance training will be given in-house, but to be successful the candidate must have proven surveillance experience working for a casino. The role involves surveillance work for LesA Club, LesA Online and the wider Ambassadeurs...

  • Trading Analyst

    1 month ago

    London,, UK, United Kingdom RJC Group Full time

    We are working with a London based trading client who is looking for a Trading Analyst who wants to work closely with Traders and use their technical skills to inform front office decisions.You will apply advanced mathematical models and statistical techniques to support the trading of physical and derivative power. Working closely with traders, you will...

  • Oil Trading Analyst

    1 month ago

    London,, UK, United Kingdom Selby Jennings Full time

    Oil Trading Analyst (Light Ends) – World Leading Oil & Gas Company, LondonMy client, a world leading Oil & Gas firm, are looking to hire a Light Ends Trading Analyst for their London team. This is an opportunity for you to propel your career as you dive into a role that offers direct engagement with all facets of commodity trading while focusing on...

  • Graduate Trading Analyst

    1 week ago

    London, UK, United Kingdom Dare Full time

    Full Time Role Start Dare: March 2025, June 2025 Location: City of London Who we are We are an energy trading company generating liquidity across global commodities markets. We combine deep trading expertise with proprietary technology and the power of data science to be the best-in-class. Our understanding of volatile, data-intensive markets is a...

  • Compliance Analyst

    2 months ago

    London,, UK, United Kingdom IDEX Consulting Ltd Full time

    IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst...

  • Energy Trading Analyst

    3 weeks ago

    London,, UK, United Kingdom The Green Recruitment Company Full time

    Job Title: Energy Trading AnalystReports To: Head of Flexibility, UK & IrelandLocation: London, UKTeam: Flexibility, UK & IE Energy MarketsWork Model: HybridAbout the Company:Join a dynamic leader in the energy sector, focused on driving innovation and sustainability. We’re committed to empowering our customers with effective energy solutions and fostering...

  • Trade Support Analyst

    2 weeks ago

    London,, UK, United Kingdom KennedyPearce Consulting Full time

    Job Title: Trade Support AnalystOur Client are a leading investment management firm providing services to individuals, advisors, pension plans, institutional investors. They are currently looking for a Trade Support Analyst to join their team on a full time basis. Job DescriptionTrade processing, matching, and settlement notificationResolving settlement...

  • Trading Operations Analyst

    2 months ago

    London,, UK, United Kingdom Selby Jennings Full time

    Trading Operations AnalystWe’re partnering with a top-tier investment firm that’s looking to bring on a Trading Operations Analyst to join their dynamic team. This is a fantastic opportunity to step into a role where you’ll gain deep exposure to European equities trading and be a vital part of a fast-moving, high-impact environment.You’ll be working...

  • Trade Operations Analyst

    2 weeks ago

    London,, UK, United Kingdom Albany Beck Full time

    Operations Analyst – Digital FinanceAlbany Beck is an award-winning consultancy specialising in Technology, Risk and Compliance primarily within Financial Services. We work with top tier Investment Banks, Asset Management firms, Hedge Funds and Fintechs.We are currently hiring an Operations Analyst to join one of our financial services clients to support...

  • Test Analyst

    3 months ago

    London, UK, United Kingdom Hunter Bond Full time

    Job title: Test Analyst - Contract Role - London Client: Leading Bank Salary: Up to £640 Per day Location: London (hybrid) Experience: Developed UAT/ SIT test cases. Strong understanding of Software lifecycle Loans and Trade Remittance experience Please apply if interested!

  • Product Analyst

    3 weeks ago

    London,, UK, United Kingdom Recruitment Gamechangers Full time

    Trading Product AnalystSalary: £45-60k (plus very attractive bonus on top)Location: London or Leeds (very relaxed about hybrid working, if preferred)Purpose of role: Are you an experienced sports trader, looking to extend your career to move into a more analytical, product focused role? We are looking to recruit a Product Analyst to work as a direct...

  • Market Conduct Surveillance

    1 month ago

    London,, UK, United Kingdom Lawson Chase Full time

    OverviewA multinational commodity trading and mining company is seeking an experienced Change Governance & Transformation Manager.The purpose of this role is to support the Co-Head of Surveillance in managing the change & transformation agenda so that programmes and projects are set up, tracked and managed in a way which gives confidence to the Head of...