Compliance Analyst

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screening and training. Applicants should be educated to degree level and have some experience of working in KYC...

Global Bank based in London are looking for a 12 month FTC Compliance Analyst/Generalist to join their busy Compliance Team.This person must have Banking experience.Must have basic knowledge of the FCA HandbookAdministrative Compliance tasksCompliance GeneralistHandling complaintsSupport the team with Compliance Monitoring ReviewsAssist with Regulatory...

Job Specification: Compliance AnalystLocation: London (Hybrid)Industry: FX Payments FinTechAbout the Company: Join our client who are an innovative and fast-growing FX payments FinTech company based in London. They're transforming the way businesses handle international payments, leveraging cutting-edge technology to deliver seamless and efficient...

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. The client are a small broker in terms of headcount (100 employees and 4 people in Compliance) but they do have an international remit. The compliance function is a generalist team with great...

Rutherford is partnered with an elite multi-strategy hedge fund seeking a Compliance Analyst to join its compliance team. Based in London, this role offers exceptional career progression within a dynamic and fast-paced environment.Responsibilities:Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder...

One of the fastest-growing and most exciting financial service companies are looking for bright and motivated individuals to join their Onboarding team. Working as part of a dynamic and entrepreneurial team,Based in amazing offices in London, this company care passionately about two things - fantastic employee satisfaction and providing a service that our...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...

Our client, a leading player in the FinTech and payments industry, is seeking a skilled and motivated Compliance Analyst to join their growing team in London. This permanent role is ideal for professionals with 1-3 years of experience in compliance within the FinTech or payments sectors, offering the chance to contribute to cutting-edge financial solutions...

Job Title: Senior Risk and Compliance Analyst Salary: £Negotiable depending on experience Hybrid: 3 office / 2 home Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements,...

Job purposeThe Compliance Analyst role is designed to support the Senior Compliance Officer / Data Compliance Officer to execute the compliance / data protection program and support other colleagues and the Chief Legal & Compliance Officer in applying the framework. This role is based in the London office and will support all aspects of compliance for in...

Your new role We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. As the main point of contact for licensing queries, you'll be responsible for liaising with business owners to ensure the firm is...

Audit & Risk Recruitment have been asked by a London based insurances company to source a Risk and Compliance Analyst to join a growing team.This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory complianceOur client has developed a people-first culture...

THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

OverviewOur client, a reputable and well established UK-based fund manager is seeking a Senior Analyst (Portfolio Compliance) to join its London office.You will be responsible for the monitoring, breach management and coding of all client, regulatory and "house" rules for all company clients. The perfect candidate will have both pre & post-trade monitoring...

About the Business Working alongside our sister company, Quilter Cheviot, Quilter Cheviot Financial Planning provides highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning and preparing for retirement. We are part of Quilter plc, a leading provider of advice,...

Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed.Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their life easier and save them money.As part of our team, you will...

Role: Financial Crime AnalystLocation: Central London, hybrid (3 days onsite)Salary: Up to £36,000 DOEA dynamic and rapidly growing FX and payments company are seeking a Financial Crime Analyst to join their compliance team. This position is pivotal to safeguarding the business against financial crime risks while maintaining the highest standards of...

The RoleJoin a global and market-leading commodity trading firm as they grow their legal counsel to support fast-paced growth across the business.This is an exciting entry-level opportunity for a recent Law graduate. You will be supported and provided with exceptional training and development to ensure that your career will be...