Compliance Analyst

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst...

The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screening and training. Applicants should be educated to degree level and have some experience of working in KYC...

IDEX are exclusively partnered with a Broker in The City who are looking for a Compliance Analyst to join their small team of experienced Compliance professionals. The client are a small broker in terms of headcount (100 employees and 4 people in Compliance) but they do have an international remit. The compliance function is a generalist team with great...

Rutherford is partnered with an elite multi-strategy hedge fund seeking a Compliance Analyst to join its compliance team. Based in London, this role offers exceptional career progression within a dynamic and fast-paced environment.Responsibilities:Provide support and undertake other aspects of Compliance including, but not limited to, PA Dealing, Shareholder...

The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations. Key Responsibilities Support the compliance monitoring...

Technical Compliance Analyst - (GamblingCompliance)‍‍Company:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to...

The Compliance Analyst will support the Compliance team in monitoring transactions and communications within the company. This role involves assisting in the delivery of key compliance services and ensuring that monitoring functions are performed effectively and in compliance with regulations.Key ResponsibilitiesSupport the compliance monitoring process...

Job Title: Senior Risk and Compliance Analyst Salary: £Negotiable depending on experience Hybrid: 3 office / 2 home Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements,...

Our client, a leading player in the FinTech and payments industry, is seeking a skilled and motivated Compliance Analyst to join their growing team in London. This permanent role is ideal for professionals with 1-3 years of experience in compliance within the FinTech or payments sectors, offering the chance to contribute to cutting-edge financial solutions...

A leading brokerage is seeking a Compliance Monitoring Analyst to join its growing Compliance Team. This opportunity is a growth hire aimed at supporting the Head of Compliance and the wider team as the firm continues to bolster its compliance function.ResponsibilitiesConduct monitoring reviews on specific thematic topics where compliance or regulatory risks...

Job purposeThe Compliance Analyst role is designed to support the Senior Compliance Officer / Data Compliance Officer to execute the compliance / data protection program and support other colleagues and the Chief Legal & Compliance Officer in applying the framework. This role is based in the London office and will support all aspects of compliance for in...

Your new role We're seeking a Compliance Analyst to join one of our syndicate clients and help them establish and maintain a robust compliance framework that allows them to comply with FCA, PRA and Lloyd’s requirements. As the main point of contact for licensing queries, you'll be responsible for liaising with business owners to ensure the firm is...

Audit & Risk Recruitment have been asked by a London based insurances company to source a Risk and Compliance Analyst to join a growing team.This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory complianceOur client has developed a people-first culture...

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, notifications and any other matter required to be notified to the FCA in a timely manner. Provide financial...

OverviewOur client, a reputable and well established UK-based fund manager is seeking a Senior Analyst (Portfolio Compliance) to join its London office.You will be responsible for the monitoring, breach management and coding of all client, regulatory and "house" rules for all company clients. The perfect candidate will have both pre & post-trade monitoring...

Role: Financial Crime AnalystLocation: Central London, hybrid (3 days onsite)Salary: Up to £36,000 DOEA dynamic and rapidly growing FX and payments company are seeking a Financial Crime Analyst to join their compliance team. This position is pivotal to safeguarding the business against financial crime risks while maintaining the highest standards of...

The RoleJoin a global and market-leading commodity trading firm as they grow their legal counsel to support fast-paced growth across the business.This is an exciting entry-level opportunity for a recent Law graduate. You will be supported and provided with exceptional training and development to ensure that your career will be...

AUDIT ANALYST - PERM - HYBRID (London)We are partnering with a leading technology company that delivers life-saving products worldwide to find a talented Audit Analyst. This is an exciting opportunity to contribute to a global organization with a mission to create a safer, healthier, and cleaner future through cutting-edge innovation.About the Role:As an...

Responsibilities: Provide real-time compliance advice to front office and internal stakeholders on regulatory matters. Monitor trading activities to ensure compliance with relevant regulations and internal policies. Develop and deliver comprehensive compliance training programs for employees. Stay updated on regulatory changes and communicate their impact...