Compliance Advisory Analyst

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

A leading commodities firm is seeking an advisory professional to join its expanding compliance team, providing support to the front office sales and trading desks.Key Responsibilities:Assist in identifying and assessing compliance risks related to business operations, with a particular emphasis on providing second-line oversight of commodities trading...

Job Title: Senior Risk and Compliance Analyst Salary: £Negotiable depending on experience Hybrid: 3 office / 2 home Tier 1 law firm are looking for a senior risk and compliance analyst to join their team and work closely with the Risk and Compliance Manager to help ensure that the firm complies with relevant regulations and statutory requirements,...

Pearse Partners has been mandated by a leading global consultancy to hire an Analyst into their London-based Debt Advisory Team.Key ResponsibilitiesSupport senior leaders, and assist in creating and reviewing financial strategies, business plans, and models (P&L, cash flow, DCF, LBO).Preparing transaction related documents and evaluation analysis as well as...

A multinational group is looking for a Tax Analyst to join their EMEA Tax Department, based in London, to focus on corporate tax advisory.The ideal candidate will work independently while collaborating with both the tax team and the broader business as it expands within EMEA. This position requires advising on various topics and jurisdictions in EMEA,...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

We are now working with a top global advisory firm, who are now looking to add an Analyst to their Secondaries advisory group. This team advises private equity secondaries funds on secondary transactions. Day to day, this will involve the following duties: - origination of new secondaries deals - financial modelling and deal structuring for the deals -...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit an experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of compliance...

Pearse Partners have been mandated by the unanimously number 1 ranked Infrastructure & Energy Debt Advisory platform in Europe. We are supporting the teams continued growth and have one more hire to do at the Analyst level for the team this year. This hire will have strong initial modelling, presentation and writing skills as well as ideally 2-3 years...

Our client are a leading investment advisory organization that specializes in managing diverse portfolios and providing high-quality financial advice to a select group of clients. With expertise across alternative investment strategies, including hedge funds and private equity, the firm has a strong track record of success and a multibillion-dollar...

My client is a Tier 1 advisor, the Infrastructure Advisory team is looking for a senior analyst with a strong interest in the infrastructure sector to focus on debt advisory.Key Responsibilities:Assist senior team members with marketing and transaction execution.Prepare financial models, pitch books, and model cash flows to support deals.Attend meetings and...

Role overview FRP Advisory is seeking a highly skilled and experienced Senior Administrator to join our Contentious department. The candidate will have a strong background in restructuring advisory and insolvency, including administrations, liquidations and bankruptcies, ideally with some previous experience in investigations and insolvency litigation. This...

Infrastructure & Energy Investment Banking - M&A and Debt Advisory Analyst/AssociateAbout the jobOur client is a leading global investment bank, the Infrastructure and Energy team is looking for an Analyst/Associate with a strong sector experience in the infrastructure sector to focus on M&A and debt advisory.They have a strong network amongst the leading...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

We are now working with a leading European Investment Banking advisory firm. The firm has a superb client basis, working closely with COOs and CEOs on corporate finance advisory mandatesThey are now looking to recruit an Investment Banking Analyst into their London team, who will work on the origination and execution of deals for their clients.The type of...

Overview:Meraki Talent is working with a leading Placement Agent who are looking to recruit an Analyst for their Secondary Advisory team in London. The firm has grown from strength to strength, solely focusing on Private Equity. Job Description:Experienced analyst to join a team, already having had exposure to modeling, marketing material creation, and...

The KYC Analyst will support with onboarding and third party risk management, and whilst the primary focus of the role will be on KYC, the role holder will also assist with broader aspects of the Compliance Programme, such as risk assessments, screening and training. Applicants should be educated to degree level and have some experience of working in KYC...