Trade Surveillance Manager
20 hours ago
The role: Trade Surveillance – Manager:
We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.
Responsibilities:
• We require the individual to lead technical client projects and support internal business development as well as thought leadership relating to market abuse
• Be able to advise clients on current industry practices and advancements relating to trade surveillance and market abuse controls
• Keeping abreast of latest trends, cases and new developments in market abuse
• Working as an SME and being able to manage and upskill junior team members
Qualifications & Skills:
• Good understanding of trading businesses and the manifestation of market abuse risks, within sell side investment banks
• Strong understanding of financial products (cash and derivatives) including the different ways in which market abuse risks can manifest
• Strong experience of working within Compliance Surveillance (as either a Consultant or within a Bank). We also welcome candidates from Technology teams with experience of working on third party vendors’ trade surveillance systems implementation or in-house trade surveillance build
• Involvement and awareness of model validation of trade surveillance models as well as data quality for Surveillance
• Good understanding of the trade surveillance vendor landscape, demonstrating awareness of different solutions and involvement in the implementation of these
• Appreciation of what an effective Surveillance Operating Model and Governance Framework looks like
• Flexibility and agility to contribute in a senior capacity to a broad range of market abuse and surveillance engagements
• Self starter, experienced and motivated Manager who has a track record of building excellent client relationships
• Excellent understanding of key Surveillance policy and procedure documentation
• Excellent oral / written communication, planning, project management, networking and influencing skills
-
Trade Surveillance Manager
2 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...
-
Trade Surveillance Manager
3 weeks ago
London,, UK, United Kingdom twenty84 Full timeTrade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...
-
Trade Surveillance Assistant Manager
20 hours ago
London,, UK, United Kingdom Lorien Full timeTrade Surveillance – Assistant Manager:We are looking for an experienced professional to join our Market Abuse Trade Surveillance team. With a wide and varying portfolio of projects within market abuse, this is an exciting opportunity to be part of a growing, market leading team.Responsibilities:• We require the individual to support technical client...
-
Trade Surveillance Analyst
2 weeks ago
London,, UK, United Kingdom William Rose Associates Full timeWilliam Rose Associates is actively partnering with a boutique investment firm based in London which is looking for a Trade Surveillance Analyst to join them. ESSENTIAL SKILLS | Trade Surveillance AnalystMUST come from a brokerage background1-2 years experience in either Operations or Compliance Familiarity with Bloomberg is usefulOVERVIEW | Trade...
-
Trade Surveillance Analyst – London
2 weeks ago
London,, UK, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Business Analyst
5 days ago
London, UK, UK, United Kingdom McGregor Boyall Full timeOperate as a Senior BA to drive global trade surveillance strategy and execution within the IT function, working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct business analysis on regulatory-focused technology initiativesDefine and document user requirements for trade...
-
Surveillance Manager
5 days ago
London,, UK, United Kingdom Gresham Hunt Full timeSurveillance ManagerInvestment ManagementLondon – Up to £100,000 + packageGresham Hunt has been mandated by our investment management client to find a new Compliance Surveillance Manager.You will be responsible for:Performing surveillance monitoring on trading activity across a variety of asset classesEnsuring maintenance of the surveillance framework,...
-
Trade Surveillance Tuning Lead | Senior Manager
1 month ago
London, UK, United Kingdom Macquarie Group Full timeOur Trade Surveillance team is instrumental in safeguarding the integrity and effectiveness of our trading operations. Operating from our London office, this team is dedicated to the continuous improvement of our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both...
-
London, UK, United Kingdom Macquarie Group Full timeOur Risk Management Group's Surveillance team is integral to our commitment to maintaining the highest standards of integrity and compliance within the markets we operate. This global team specialises in conducting surveillance across all regions, ensuring market manipulation, misconduct, insider trading, and misuse of electronic communication are...
-
Ecomms Surveillance Analyst
3 months ago
London,, UK, United Kingdom Investigo Full timeDay Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...
-
Product Manager
3 weeks ago
London, UK, United Kingdom myGwork Full timeThis job is with Bloomberg, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Bloomberg Vault is a hosted data management service that delivers integrated trading and communication archival, surveillance, eDiscovery, and analytics...
-
Account Manager
20 hours ago
London,, UK, United Kingdom Artemis Talent Group Ltd Full timeAccount Manager – Trading AnalyticsLocation: London (Hybrid)Salary: Up to £100,000Skills: Account Manager, Trading Analytics, Trade Surveillance, TCA, Transaction Cost Analysis, Best Execution, up selling, cross sellingMy client is a leading provider of financial services trading analytics software whose platform is supplied directly to financial services...
-
Senior Compliance Advisory
3 weeks ago
London, UK, United Kingdom eFinancialCareers Full timeThe firm is a major algorithmic trading entity in digital assets Key Responsibilties It is looking for a Compliance Advisory Senior Associate who has in-depth expertise from traditional financial markets The Senior Compliance Associate will be responsible for ensuring compliance with regulatory requirements, laws, and regulation across multiple...
-
Compliance Specialist
4 weeks ago
London,, UK, United Kingdom Danos Group Full timeOur Client, a significant Commodities Trading Firm specialising in Energy Commodities, is looking for a Trade Surveillance Expert to join the team. The role will be supporting the Senior Compliance Specialist in delivering the Group's compliance programme.Key Responsibilities:Communications monitoring, including ongoing maintenance of systems, providing...
-
Trading Analysis Manager
3 months ago
London, UK, United Kingdom Connect Resourcing Full timeThis is a senior level Trading Analysis role which will work closely with traders to develop models and tools for pricing and risk management across energy trading markets. This will included market fundamentals and trading strategies. The role will work closely with traders to understand trading strategies and risk profiles as well as desk P&L. and be the...
-
Crypto Software Engineer
3 weeks ago
London, UK, United Kingdom McGregor Boyall Full timeC++, Java, Kotlin, Algo, Crypto, Start-up We are working with a Crypto-native risk monitoring and market surveillance company backed by a major investment bank. At it's core, the company develops tools to detect market manipulation and fraud in cryptocurrency trading, offers real-time market surveillance and risk monitoring solutions and helps crypto...
-
Trade Marketing Manager
4 weeks ago
London,, UK, United Kingdom LMA Recruitment Formerly Ball & Hoolahan Full timeTrade Marketing Manager (FTC)London (hybrid)£55-60kDo you have experience of retail and trade marketing with a knowledge or passion for luxury goods? My client is an iconic luxury jewellery brand and play a key role in crafting a luxury experience for their clients. Looking for a trade marketing manager to develop and implement trade marketing plans in the...
-
Trade Marketing Manager
5 days ago
London,, UK, United Kingdom Fella and Jones Full timeTrade Marketing ManagerUp to £58kHybrid - London - MidlandsWe are looking for a strategic and innovative Trade Marketing Manager to join a rapidly growing omnichannel business. In this role, you will develop and implement dynamic marketing strategies that enhance customer engagement, drive sales, and strengthen brand visibility with their retail partners....
-
Trading Manager
2 months ago
London, UK, United Kingdom BNY Full timeAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...
-
Trading Manager
1 month ago
London, UK, United Kingdom BNY Mellon Full timeAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...