Ecomms Surveillance Analyst

William Rose Associates is actively partnering with a boutique investment firm based in London which is looking for a Trade Surveillance Analyst to join them. ESSENTIAL SKILLS | Trade Surveillance AnalystMUST come from a brokerage background1-2 years experience in either Operations or Compliance Familiarity with Bloomberg is usefulOVERVIEW | Trade...

Trade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...

THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

Operate as a Senior BA to drive global trade surveillance strategy and execution within the IT function, working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.Key Responsibilities:Conduct business analysis on regulatory-focused technology initiativesDefine and document user requirements for trade...

IDEX Consulting exclusively representing an Investment Manager who are looking for a Compliance Analyst to join their team.This is a small team of 4 Compliance Analysts all with a background in Investment Management Compliance. The team is merging with another team and they're looking at increasing their capabilities at Analyst / Senior Analyst...

Our Trade Surveillance team is instrumental in safeguarding the integrity and effectiveness of our trading operations. Operating from our London office, this team is dedicated to the continuous improvement of our trade surveillance systems, ensuring they are finely tuned to adapt to varying market conditions and trading strategies. By leveraging both...

Senior Business Analyst - FTC 12 MonthsOur client, a leading player in the Financial Services sector, is seeking a Senior Business Analyst to join their dynamic team. In this role, you will be instrumental in managing the full project life cycle, from capturing requirements to implementing and delivering innovative solutions. Your expertise in the...

About the Business Working alongside our sister company, Quilter Cheviot, Quilter Cheviot Financial Planning provides highly personalised and comprehensive financial advice for individuals and families with needs such as significant investments, estate planning and preparing for retirement. We are part of Quilter plc, a leading provider of advice,...

Roles & Responsibilities Daily compiling and review of fund risk limits, including Global Exposure calculations, VaR, Leverage, exposures, concentration, marketing and Liquidity. Maintain and distribute standard Funds Risk Limit Document (FRLD). Code and maintain Bloomberg CMGR rules and support CRO and Risk & Portfolio Construction officer in rule...

Back Office Project Manager – Investment Bank Deployment £600 - £650 per day (inside IR35) London – Onsite 2 days a week emagine is a high-end professional services consultancy and solutions firm Specialising in providing business and technology services to the financial services sector, we power progress, solve challenges and deliver real results...

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

Job Description Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies....

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

Job OverviewA leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. This role involves monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.The successful candidate will be responsible for ensuring compliance with market...

Job OverviewWe are seeking an experienced Ecomms Surveillance Analyst to join our Compliance team at Investigo. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. Key ResponsibilitiesMonitor and analyse electronic...

A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in commodities is not essential, a background...

Job OverviewFincSelect is a leading commodities giant seeking a talented Trade Surveillance Associate to join their team. This role offers an exciting opportunity to work with cutting-edge technology and contribute to the firm's growth.With a strong focus on trade surveillance, this position requires an individual with solid experience in designing,...

Day Rate/Contract opportunity (6 months+): A leading commodities firm in London is seeking an Ecomms Surveillance Analyst to join their Compliance team. The successful candidate will be responsible for monitoring and analysing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies. While experience in...

Job Title: Senior Electronic Communications AnalystDescription: Investigo is seeking a skilled Senior Electronic Communications Analyst to join our Compliance team in London. As a key member of our team, you will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal...

Job Summary:The Surveillance function at ICBC Standard Bank plays a crucial role in monitoring market conduct and financial crime risks. As a Surveillance IT Analyst, you will be part of a team that works closely with Compliance IT to develop and maintain automated monitoring systems.Key Responsibilities:Assist the team in performing technical analysis...

William Rose Associates is actively partnering with a boutique investment firm based in London which is looking for a Trade Surveillance Analyst to join them. ESSENTIAL SKILLS | Trade Surveillance AnalystMUST come from a brokerage background1-2 years experience in either Operations or Compliance Familiarity with Bloomberg is usefulOVERVIEW | Trade...

We're very excited to be working with a commodities giant on an opportunity within their trade surveillance team.With unparalleled buy-in from senior leadership and some punchy plans for the future of the team, this is a surveillance role that really stands out from the rest in the market.The are an infinite amount of projects for you to sink your teeth into...

Job Description We're very excited to be working with a commodities giant on an opportunity within their trade surveillance team. With unparalleled buy-in from senior leadership and some punchy plans for the future of the team, this is a surveillance role that really stands out from the rest in the market. The are an infinite amount of projects for you...

We're very excited to be working with a commodities giant on an opportunity within their trade surveillance team.With unparalleled buy-in from senior leadership and some punchy plans for the future of the team, this is a surveillance role that really stands out from the rest in the market.The are an infinite amount of projects for you to sink your teeth...

Job Title: Surveillance Analyst Location: London Duration: 12 monthsMy high-profile banking client are recruiting for a Surveillance Analyst. The role is a Hybrid role which will require the candidate to work on site 3 days a week, working normal office hours. The role will be for a 12-month contracting position. Role responsibility To monitor, analyse and...

Job Title: Surveillance Analyst Location: London Duration: 12 monthsMy high-profile banking client are recruiting for a Surveillance Analyst. The role is a Hybrid role which will require the candidate to work on site 3 days a week, working normal office hours. The role will be for a 12-month contracting position. Role responsibility To monitor, analyse and...

Job Opportunity: Surveillance Analyst (12-Month Contract) Location: London Day Rate: £562.49 via umbrella Key Responsibilities: Conduct post-trade, electronic communications, and telephone surveillance. Review exceptions from surveillance tools, escalating where necessary. Provide written reports on market abuse risks such as IPOs and...

Job Title: Surveillance Analyst Location: London Duration: 12 months My high-profile banking client are recruiting for a Surveillance Analyst. The role is a Hybrid role which will require the candidate to work on site 3 days a week, working normal office hours. The role will be for a 12-month contracting position. Role responsibility To monitor,...