Senior Compliance Advisory

Senior Compliance Advisory AnalystAre you an experienced compliance advisory professional looking to support a growing financial markets business? We're looking for a Senior Compliance Advisory Analyst, working closely with business stakeholders to ensure regulatory alignment across trading, corporate, and wealth services.About the Role:As the Senior...

Interpath is a financial advisory business with a broad range of specialisms, established to provide our professionals with an agile, independent, and conflict-free environment to excel. We support our clients in creating, defending, preserving, sustaining, and growing value through the business cycle, serving both regional SMEs and large, complex...

Lutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...

Key Duties Provide accurate compliance advice to the business and internal stakeholders Provide trainning to the business and internal stakeholders To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework To conduct internal investigations when directed by Compliance...

Currently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...

Currently recruiting for an AVP level Compliance Advisory professional with experience working in FICC to join a Tier 1 Investment Bank. You should have previous business facing experience within a major IB, and good knowledge across any of the FICC products. This is an exciting opportunity to join a market leading business and team, and to further develop...

Required skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio...

Compliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...

Responsibilities The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing, and controlling reputational risk. In conjunction with the Business Units and other Service Units (BU/SUs), CPLE...

Role location: London l Brentwood l Flexible Role purposeThe Money Laundering Reporting Officer (MLRO) is responsible for overseeing the FRP’s compliance with Anti-Money Laundering (AML) regulations, ensuring that professional services offered by the company meet all legal and regulatory requirements. This includes, acting as Nominated Officer to received...

Senior Compliance ManagerLocation: London/HybridIndustry: FintechPosition Type: Full-timePay: £95k-110k DoEI am currently working with an award-winning fintech company that’s making waves in the savings, investing, and financial planning space. They are seeking an experienced Senior Compliance Manager to join their leadership team. This is a fantastic...

BackgroundAs a regulated entity the Bank has both a regulatory and statutory obligation to ensure it implements systems and controls necessary to mitigate the risks of the firm being used in connection with money laundering and / or the financing of terrorism or fraud.The role sits within the Banks 2nd line of defence and as such is responsible for...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

About ISTARIEstablished in 2020 by Temasek, an investment company headquartered in Singapore, ISTARI is a global cybersecurity collective with a presence across EMEA, APAC and AMER.ISTARI’s mission is to create a digitally resilient future for businesses. It has a unique model as it focuses on offering a three-pronged, client-centric approach to building...

The team works with a broad range of clients advising on both New Capital Raises & Refinancing as well as other Special Situations debt capital projects. The Associate will work with senior colleagues in both origination and execution of mandates. Applications are sought from candidates with ideally 2 to 5 years relevant experience in Debt Advisory (Bank,...

Some companies see diversity as a box to be ticked. We see it as fundamental to our success and we encourage a proper work/life balance. At ING, you will be judged on your performance in line with the Orange Code.Job SpecificationTeam Overview: The London based Ratings Advisory team is focused on corporate ratings advisory on a pan-European basis. External...

Eastdil Secured is the largest independent commercial real estate investment bank in the world, by volume, with nearly $3 trillion in completed transactions over the past 15 years. We uniquely combine commercial real estate and capital markets expertise to provide clients with advisory services and investment strategies for all major markets, transaction...

The Role (Turnaround / Transformation / Operational Role)Our Financial Advisory team is expanding, and we are looking for a talented and ambitious individual at Assistant Director level to join our hands-on, delivery focused performance improvement team.We support a wide range of businesses from those that are Private Equity backed through to large...