Senior Compliance Advisory Analyst

Senior Compliance Advisory AnalystAre you an experienced compliance advisory professional looking to support a growing financial markets business? We're looking for a Senior Compliance Advisory Analyst, working closely with business stakeholders to ensure regulatory alignment across trading, corporate, and wealth services.About the Role:As the Senior...

Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...

Our Client, a premier financial advisory firm based in London, renowned for their expertise in providing high-quality services to private equity firms, public entities, and corporate clients across Europe. Firm fosters a dynamic and collaborative work environment, promoting professional growth and development. They are looking for a highly motivated Debt...

We are looking for an Interim Compliance Advisory Professional to support an Investment Management business based in the M4 Corridor (Hybrid, maximum of 1 day per week on site).The details of the role are as follows:-Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group.Conduct...

Associate Vice President (AVP) – Compliance Advisory (12-Month FTC)The Compliance Advisory team is responsible for providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. Acting as the crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory...

We're looking for a detail-oriented and analytical Regulatory Compliance Analyst to join a leading FX company, located in the heart of London. This is a chance to be part of an organisation known for its excellence in foreign exchange and hedging services, serving a vast global clientele. As part of the team, you'll contribute to a company...

Senior Risk and Compliance Analyst opportunity working with a rapidly growing specialty insurer operating within the Lloyd’s market. You will be supporting the Risk & Compliance team in ensuring compliance with all relevant regulation and legislation applicable in the general & Lloyd’s insurance sector.Key Responsibilities:Risk Management:Assist in the...

Pearse Partners are working with a top-tier placement agent who are seeking an enthusiastic and detail-oriented analyst to become a valued member of their Advisory team. This role offers a unique chance to learn the ropes of Private Equity and build a solid foundation for a successful career in the sector.As an Analyst, you will play a vital role in...

One of the top European debt advisory firms is now looking to add an Analyst to their London team.The team has an exceptional reputation in the market, advising multiple clients on innovative solutions to their debt financing requirements. This can include senior and junior debt, LBO financing, refinancings and buyouts. They have a large pipeline of work.The...

Interpath is a financial advisory business with a broad range of specialisms that was formed to allow our people to do what they do best in an agile, independent, and conflict-free setting. We help our clients create, defend, preserve, sustain, and grow value through the cycle, from regional SMEs all the way up to large, complex multi-national organisations....

IDEX are currently working with a PE backed broker who operate primarily in the retail and MGA world.Due to year on year growth the broker are now looking at expanding their Compliance function with the hire of a Compliance Analyst. This is the perfect 'second role' for someone who wants to be involved in more project style work.This is purely an...

The Role: We are working with an international law firm who are looking for a Compliance Analyst to join their team in London.Responsibilities:Provide practical and prompt advice and assistance to fee-earners and other professional staff in relation to applicable AML (including CDD) obligations.Conduct screening to identify politically exposed persons...

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

BettingJobs is currently seeking a Compliance Analyst to join an iGaming company based in Cardiff. The Compliance Analyst would be responsible for reviewing customer due diligence and ensuring compliance to regulations and guidelines. The Compliance Analyst role would suit an individual with an in depth understanding of responsible gambling and AML...

Company Description Bits is a Y Combinator backed fintech startup that helps people build credit with its flagship credit card product. Regulated by the FCA.Role Description This is a full-time on-site role for a Senior Compliance Analyst in London. The Senior Compliance Analyst will report to the Founder/CEO, and will be responsible for ongoing monitoring...

We have an exciting opportunity for a Conflicts Analyst to join a Global Law Firm in London. The function of this role is to support the Conflicts Manager to ensure all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and comply with legislative and regulatory requirements.In order to apply for this role,...

New Compliance Analyst opportunity working with a market leading reinsurer operating within the Lloyd's Market. Reporting directly to the Senior Compliance Manager, the Compliance Analyst will provide support to the Compliance function in a wide variety of areas.Main duties of the Compliance Analyst include, but are not limited to:Manage the dedicated...

Job Titles: Senior Risk and Compliance Analyst & Risk and Compliance Analyst Location: Central LondonSalary: Senior role: to £58,000 depending on experience Junior role: to £43,000 depending on experience Hybrid: 3 office / 2 home Our client, a leading, tier 1 law firm are looking for two new members to join their risk and compliance team: a senior risk...

Buckden Partners is working with out boutique Corporate Finance firm who are looking for a Senior Analyst/ Associate to join their growing Hedging & Risk Advisory team, to support on the deal execution, derivative structuring and delivering research & presentations to clients.You will build on a foundation of skills and experience in supporting a deal team...