Compliance Advisory Contractor
3 weeks ago
We are looking for an Interim Compliance Advisory Professional to support an Investment Management business based in the M4 Corridor (Hybrid, maximum of 1 day per week on site).
The details of the role are as follows:-
- Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group.
- Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks.
- Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements.
- Support the SMCR Regime / CASS Compliance / ESG and Consumer Duty
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AVP Compliance Advisory
2 months ago
UK, UK, United Kingdom Investigo Full timeAssociate Vice President (AVP) – Compliance Advisory (12-Month FTC)The Compliance Advisory team is responsible for providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. Acting as the crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory...
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Senior Compliance Advisory Manager
5 days ago
UK, UK, United Kingdom Broadgate Full timeJob Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...
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Senior Compliance Advisory Analyst
2 days ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a General Insurance firm to appoint a Compliance Manager into their Compliance Advisory function. Responsible for providing accurate & timely advice and sign off to various business stakeholders on compliance with applicable regulatory requirements. Ensure that all areas of the business understand the regulatory...
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CSV Consultant/Contractor
1 week ago
UK, UK, United Kingdom Discover International Full timeWe are seeking a skilled CSV (Computer System Validation) Consultant/Contractor to support a client with an upcoming validation project in Q4. The consultant will be responsible for ensuring compliance with GxP regulations and industry standards by validating the company's systems. This role could involve conducting risk assessments, creating validation...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Hanover Full timeJob OverviewHanover is an APSCo certified recruitment business specialising in Digital, Data & Technology contract engagements with Public Sector clients. We are a small team, currently punching above our weight in terms of contractor numbers and annual revenue, on a journey to scale significantly over the coming two years.We are seeking a dedicated and...
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Compliance Officer
3 months ago
UK, UK, United Kingdom BGC Group Full timeMain purpose of the Role:To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework. To assist the other members of the Compliance Review Team members in the execution of duties. To conduct internal investigations when directed by Compliance management.To conduct investigations...
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Markets Compliance Advisory Associate
2 months ago
UK, UK, United Kingdom Eames Consulting Full timeA long standing client are looking to hire a compliance advisor to join their front office compliance team. This role will take on key tasks such as updating the business desks on regulatory developments and answering adhoc queries.This would suit someone rolling off a compliance graduate scheme or already in a full time compliance role with 1-4 years of...
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Compliance Manager
1 month ago
UK, UK, United Kingdom Broadgate Full timeCompliance Manager/Senior Compliance ManagerSalary £55-60kSheffield Area (Hybrid - 2/3 days a week wfh)This is a family-owned business with a strong reputation in the mortgages sector, seeking out an experienced Compliance professional to take on a challenging and integral position in the Risk & Compliance function.The main areas of focus are:Regulatory...
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Quality Assurance Contractor
1 month ago
UK, UK, United Kingdom Discover International Full timeDiscover International are seeking a Quality Assurance Contractor to join a pharmaceutical client for 6 months. This is an ASAP start.This role will be responsible for monitoring, managing, and reporting on various aspects of QA, including oversight of the QMS, supporting internal audits, process validation, and vendor qualification. Qualifications:5 – 10...
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Compliance Monitoring Specialist
3 weeks ago
UK, UK, United Kingdom Broadgate Full timeCompliance Monitoring ManagerLeedsThis position will assume responsibility for the company operating within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.The RoleRegularly review compliance...
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Compliance Officer
2 months ago
UK, UK, United Kingdom Investigo Full timeA global investment bank offering wealth management, investment management, and wholesale banking are now looking to grow further with the addition of a new Compliance Officer to join their London compliance team. You role will include providing advisory support and second line challenge to the relevant Corporate Functions on: n Non-Financial Regulatory...
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Senior Compliance Manager
1 month ago
UK, UK, United Kingdom InterQuest Group Full timeInterQuest are supporting a mid tier FS firm in identifying a Senior Compliance Manager to join the firm on a permenant basis. This exciting opporunity would join the business as a generalist supporting across monitoring, advisory and reporting. The role would report directly into the Head of Compliance and would present the opportunity to play an integral...
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Legal & Compliance Advisor
2 months ago
UK, UK, United Kingdom BioTalent Full timeJob DescriptionWe are BioTalent, the life sciences recruitment specialists with the means to nurture change-makers. We are proud to be EcoVadis certified, joining a growing community of organisations dedicated to using their business as a force for positive change. Our expert consultants focus on Research & Development, Data Science & AI, Clinical,...
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Account Handler
2 months ago
UK, UK, United Kingdom Ardonagh Advisory Full timeAccount Handler - Stoke-on-Trent - ARD894655Salary -25,000 to 30,000 Are you someone looking for a new challenge who thrives in the Insurance Industry? Pace Ward are on the hunt for a talented Insurance Commercial Account Handler who is ambitious and customer focused to use their knowledge and experience of the Insurance Industry to build strong, trusted,...
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Senior Engineering Consultant
1 month ago
UK, UK, United Kingdom PRS Full timeSenior Engineer – Engineering Advisory Consultant / SME£45,000 to £55000 Basic Salary depending on experiencePlus £8,000 Car allowanceAnnual Bonus 6% to12% Health CarePensionCareer ProgressionTrainingFunding for DegreeWe have a Fantastic, Exciting, and challenging NEW opportunity for technically minded, ambitious, and progressive Building services...
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Compliance Lead
4 weeks ago
London, UK, UK, United Kingdom Venquis Full timeLead Compliance OfficerReports to: Finance DirectorBased: London, hybrid, 3 days in officeSalary: Base salary, bonus, benefitsVenquisWe deliver bespoke solutions, on time, to transform businesses. We do this by seamlessly integrating our two industry-leading fields of expertise:Understanding needs:Our Client Partners enable Venquis to become an integral part...
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Regulatory Compliance Analyst
2 months ago
UK, UK, United Kingdom twenty84 Full timeWe're looking for a detail-oriented and analytical Regulatory Compliance Analyst to join a leading FX company, located in the heart of London. This is a chance to be part of an organisation known for its excellence in foreign exchange and hedging services, serving a vast global clientele. As part of the team, you'll contribute to a company...
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Senior Compliance Associate
3 weeks ago
UK, UK, United Kingdom ETRA Talent Full timeThe Compliance Associate will play a critical role in maintaining and operating the compliance framework, with exposure across all areas of the business. This is a broad, generalist position, and the successful candidate will be a key contributor in a fast-growing organization. The role covers advisory services, monitoring, core compliance activities, and...
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Mandarin Speaking Account Assistant
1 week ago
London, UK, UK, United Kingdom Prime TaxTrust Advisory Ltd Full timeCompany DescriptionWe are a distinguished boutique chartered accountancy and tax advisory firm based in London. We cater to a diverse client base spanning China, Hong Kong, the Middle East, and Europe. Our extensive experience includes managing the UK subsidiaries of international group, as well as supporting owner-managed UK businesses. We are particularly...