Compliance Monitoring Specialist

Compliance Monitoring Specialist - Wealth Management (Remote)Are you passionate about ensuring strong corporate governance and supporting sustainable growth? We are seeking a skilled Compliance Monitoring Specialist to join a dedicated team within a leading wealth management and financial planning group. This role plays a critical part in maintaining an...

Working as a member of the Compliance Team, you will be responsible for preparing and delivering the Compliance Monitoring Plan in order to provide assurance on the adequacy of systems and controls and to support the delivery of the Risk and Compliance strategy. In this role you will be instrumental in enhancing the Company’s internal practices and...

We are proud to be supporting our client, European Skybus in their search for Compliance Monitoring Manager.European Skybus is the Engineering Part 145 organisation of European Aviation Group. European Aviation provide executive and passenger aircraft and engines in conjunction with our EASA Part 145 engineering support company, aircraft spares support,...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

Kentro Capital are looking for a Compliance Monitoring Manager to join our team in London, reporting to the GRCO, & proactively working with the Chief Underwriting Officer & Business Unit leaders, you will deliver functional &/or thematic reviews throughout the year to provide a robust 2nd line of defence (in line with the model favoured by the FCA) so that...

Job Description:Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team. As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme that safeguards the quality in our dealings with customers....

Hybrid Based (1 day every 2 weeks in their Yorkshire office) £45,000 + BenefitsJob Description:Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team. As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the...

A leading wealth management firm are currently looking to recruit a Compliance specialist to join a newly formed European compliance team. With a European remit, its essential candidates have French or German language skills.Role responsibilities.Deliver a series of defined monitoring tests to ascertain the firm’s compliance with its regulatory and legal...

Compliance Manager/Senior Compliance ManagerSalary £55-60kSheffield Area (Hybrid - 2/3 days a week wfh)This is a family-owned business with a strong reputation in the mortgages sector, seeking out an experienced Compliance professional to take on a challenging and integral position in the Risk & Compliance function.The main areas of focus are:Regulatory...

Compliance Specialist - 6 month Contract Theale\Hybrid (2-3 days per week onsite)You must be available to start immediately You must be eligible to work in the UK without the need for Sponsorship Reporting to Governance, Risk and Compliance Counsel this role will be accountable for ensuring a strong culture of compliance and risk management. The role will be...

The OpportunitySenior Transaction Monitoring AnalystThe primary function is to protect the company from the risk of money laundering. As a Snr Analyst in the monitoring team your role will be to ensure the client portfolio is monitored and reviewed, ensuring strict adherence to the firms KYC policies and procedures and Anti Money Laundering (AML) compliance...

Our client is a well-established and successful building services organisation, working across the full range of disciplines including local authorities, social landlords, NHS trusts and private sector.They are now in need of an experienced Compliance Coordinator (Pre-Planned Maintenance) based at their head office in Enfield.(37.5 hours a week Monday to...

Our client, a highly successful Investment Management firm, are looking for a Compliance Analyst to join the business. This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm’s departments. The Compliance function delivers independent oversight and assurance, as well as advice in relation to...

We are partnering with a leading aerospace and defence company who are seeking a Trade Compliance Specialist to join their team on a remote basis.This role will be responsible for overseeing all matters related to UK Export control and Trade Compliance within the business. Responsibilities:Ensure that record keeping follows specific guidelines to comply...

About usRanking nationally as one of the Best Big Companies™ to work for, whilst being recognised for excelling in the area of Learning and Development, it has never been a better time to explore career opportunities at Morson Group.With over 50 years of experience, and as a family-run business, our independence and depth of offer means that we think and...

We’re recruiting for a part time Compliance Assistant to work within our fast-paced Compliance Team working within the sustainable and renewable energy recruitment industry. Offering a basic salary of £25,000 p.a (full time equivalent) plus bonus, this position comes with full training and can accommodate flexible office working hours (up to 30 hours)...

Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company? Honda Motor Europe are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis. The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing...

This vital role supports this Insurance Group with its responsibilities to comply with Regulatory requirements, internal policies and procedures and meeting the expectations of business partners through due-diligence requests and audits.Indicative of the importance of this role to the business, this is an additional role to support the Compliance Manager.As...

My client are a hyper growth fintech business looking for a Compliance Analyst to join them on a permanent basis. This is a very exciting time to join business as they embark on the next part of their growth strategy.This is an entry-level role for a recent graduate, with the successful candidate supporting with day-to-day tasks and reporting into one of our...

Compliance Officer - InsuranceLondon - HybridPurpose of the Role:A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. You’ll bring your experience of financial crime & general compliance experience...