Compliance Monitoring

THE COMPANY: Our client is a well regarded and fast growing online retail brokerage and is currently seeking a compliance associate to join their teamTHE RESPONSIBILITIES:Provide advice to the businessReview of policies and procedures to ensure that they are in line with applicable requirements and internal processes;Compliance risk assessments and...

Compliance Monitoring ManagerLeedsThis position will assume responsibility for the company operating within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.The RoleRegularly review compliance...

Our client, a well established investment manager, is looking to bring on board an experienced Compliance Monitoring Analyst who will be responsible for taking ownership of the CMP. Requirements:3-5 years experience with Compliance Monitoring and Thematic ReviewsExperience working within an Investment Management firmExcellent communication skills (both...

We are proud to be supporting our client, European Skybus in their search for Compliance Monitoring Manager.European Skybus is the Engineering Part 145 organisation of European Aviation Group. European Aviation provide executive and passenger aircraft and engines in conjunction with our EASA Part 145 engineering support company, aircraft spares support,...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

We are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

About Our Client:VHR Is hiring for our client, an Aviation Engineering support Company based in the UK for a Compliance Monitoring and Safety Manager to join their team based in Stansted.You will be responsible to establish a Compliance Monitoring Programme for all areas of contracted maintenance support and to support the Client’s application for a CAMO...

We have a fantastic opportunity with a leading commercial law firm who are seeking an AML Compliance Manager to join their Bristol office. In this role, you will support the Compliance Department to strengthen their existing resources in this area, deliver a highly efficient, top-quality service to the firm’s management and lawyers, and to support the...

Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1000 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East. We are seeking to expand our Group Compliance Monitoring Team through the recruitment of a...

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm’s governing bodies and a range of business stakeholders.Key Responsibilities:· Draft and implement the annual Compliance Monitoring Plan.·...

Role & Responsibilities: Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and delivering results in a timely manner. Work proactively to identify control gaps and weaknesses, determine root cause, and escalate and propose viable solutions to the risks and weaknesses...

Compliance Monitoring Manager is required by our client in City of London to take ownership of multiple aspects of internal, market conduct, and consumer protection Compliance, including any associated second-line controls and managing advisory and regulatory change projects.As Compliance Monitoring Manager, your primary focus will be to design and maintain...

Interactive Brokers (U.K.) Limited, based in London, part of IBKR global online financial brokerage services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment. You will hit the ground running from the start, so we expect you to have relevant experience and a can-do attitude to relish the challenge...

Key responsibilities include but are not limited to: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the Plan and propose remedial actions. Day to day management of the Plan ensuring tests are completed on time and that progress is made against the overall plan. Assist with...

About Allica bank Allica is the UK’s fastest growing company - and the fastest-growing financial technology (Fintech) firm ever. Our purpose is to help established SMEs, one of the last major underserved opportunities in Fintech. Established SMEs are the backbone of local communities - representing over a third of our economy - yet have been largely...

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

We are working with a fantastic boutique city law firm assisting them to hire a Data Protection Lawyer. This role is a fantastic opportunity for somebody who has experience in data protection, risk and compliance and who would like to broaden their skill set.In this role you will work alongside a small team consisting of a compliance assistant, senior...

The OpportunitySenior Transaction Monitoring AnalystThe primary function is to protect the company from the risk of money laundering. As a Snr Analyst in the monitoring team your role will be to ensure the client portfolio is monitored and reviewed, ensuring strict adherence to the firms KYC policies and procedures and Anti Money Laundering (AML) compliance...

Join us as a Compliance Monitoring and Testing ManagerIn your new role, you’ll own and develop appropriate risk and control frameworks and independently oversee and challenge the effective management of risks and controlsWe’ll look to you to provide pragmatic, commercial solutions for compliance, conduct and regulatory issuesYou’ll be recognised for...