Trade Compliance Specialist

Robert Half is recruiting for a Junior Trade Operations Analyst & Compliance Specialist to join a currency exchange service company.ROLE: Operations Analyst with Compliance experienceLENGTH: PermLOCATION: 4 days in the office (London)PAY: up to £35,000 per annumThe RoleClient OnboardingAccount Opening ReportingCompliance Screening Referrals –...

Trading OperationsLooking to a Trading Operations Analyst who is experienced in trade capture, confirmation, settlements & reconciliations, PnL calculation and analysis, and supporting front office traders with ad-hoc requests. Ideally with buy-side experience. Responsibilities:Trading Operations & Support of trading desk.Trade and position reconciliation...

Company overview:Britannia Global Markets provides a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is headquartered in the City of London and maintains offices in major financial centres around...

Compliance Specialist - 6 month Contract Theale\Hybrid (2-3 days per week onsite)You must be available to start immediately You must be eligible to work in the UK without the need for Sponsorship Reporting to Governance, Risk and Compliance Counsel this role will be accountable for ensuring a strong culture of compliance and risk management. The role will be...

Our client, a leading Investment firm are currently searching for an experienced Compliance officer to join their Investment Compliance team in London.Requirements:5+ years of experience working in Portfolio ComplianceBuy Side experience*Hand on experience with Aladdin*Pre and Post trade ComplianceAble to work efficiently in a fast paced dynamic...

Rutherford is currently partnered with a global quantitative trading firm that is looking for a surveillance expert to lead their global surveillance function and further develop their program.Requirements :Review and analyse daily surveillance alertsDevelop the ongoing optimisation of surveillance alerts and reports across the framework.Conduct quarterly...

Job Title: Integrity Compliance Regulatory Reporting ManagerClient Location: Remote (must be UK based)Starting: ASAPSalary/Pay Rate: £51.44 - £57.21 p/h PAYEDuration: 12 monthsJob Description:The role of an Integrity Compliance Regulatory Reporting Manager involves a broad set of responsibilities aimed at ensuring that an organization operates within...

We are currently looking for ambitious graduates to join one of the worlds leading Investment Managers based in their London office.Currently managing over £200bn in AUM, this firm develop customised investment strategies that address unique objectives, requirements and tolerance for risk. They develop solutions by leveraging their risk management tools and...

We are currently looking for ambitious graduates to join one of the worlds leading Investment Managers based in their London office.Currently managing over £200bn in AUM, this firm develop customised investment strategies that address unique objectives, requirements and tolerance for risk. They develop solutions by leveraging their risk management tools and...

Trade Surveillance AssociateCommodities BrokerLondon – Up to £55,000 + benefitsGresham Hunt has partnered with a leading Commodities Broker to find a new Trade Surveillance Associate.Our client is a leading Commodities Broker that has seen lots of recent growth, and they are looking to grow their Compliance Team. They are looking for an experienced Trade...

Marc Daniels are working with a household name automotive company's financial services entity based in Bracknell in their recruitment for an interim Compliance Manager do help them deal with FCA regulations and changes for an initial 3 month period very likely to be extended.Benefits:Strong rate of pay £450per dayHybrid-working (50% in the office no set...

*This is initially a 6-12 month contract with scope to extend beyond the initial term.Join a Revolutionary Global Fintech Leader as a Compliance SpecialistAre you ready to elevate your career in compliance? We’re seeking a dynamic and experienced Compliance Specialist to join a pioneering global fintech company. This is your chance to work with...

Job title: Trade Finance Project AnalystLocation: 3 days per week office Based in London.Expected duration: Until end of March 2025Budget: £290.00 per day (inclusive of holidays, 33 days)Profile SummaryUnderstanding of Trade Finance transactions in Operations providing support to thebusiness lines. Multi-task to enable workflows to run smoothly ensuring...

INSURANCE EXECUTIVE (TELESALES) Rhino Trade Insurance is a leading insurance broker offering business insurance to self-employed tradespeople up and down the country. We specialise in offering low cost and high-quality insurance products via our unique online technology and growing affiliate and partner networks. A fantastic opportunity has arisen to join...

Regulatory Compliance OfficerFinancial Services (FX Brokerage)London - Office Based£60k - £70kWe are working with a well established and growing FX & Payments business that allows businesses to trade globally.About the role:The Regulatory Compliance Officer will report to the Head of Regulatory Compliance and will work in a team of 4, playing an important...

Role Summary: The candidate will join the Compliance team to assist with the regulatory oversight and control of the company’s regulated and non-regulated activities. The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.This is a broad role with a particular focus on the...

Our client is a leading Global Quantitative Hedge Fund trading across all asset classes globally looking for a Senior Compliance Officer to work in an advisory-focussed team. The role will be the equivalent of a Senior Vice President or Director-level role. Key Responsibilities:· Provide regulatory advice on business queries.· Conduct regulatory analysis...

Are you a UK-qualified Senior Risk & Compliance professional looking to join a growing prestigious global law firm in London?The roleBased in London, the Risk and Compliance Counsel’s primary responsibilities will be to support the London office Money Laundering Risk Officer, Money Laundering Compliance Officer, Compliance Officer for Legal Practice, and...

We are currently looking for a Customs Manager to join a Global Chemical Manufacturing business based in the Cheshire area. As the Customs Manager, you will be responsible for overseeing and managing all aspects of customs and trade compliance within the UK and EU. You will anticipate and communicate the impact and risk on the business of any developing...

Rutherford is currently working with a boutique investment bank that are looking to hire an Interim Head of Compliance in London. The role will manage the compliance team and support the team on an interim basis. The hire will start as an initial 6 months.Responsibilities:Manage the EMEA compliance team Provide timely advice to the investment and trading...