Trade Compliance Specialist

This position requires a tech-savvy compliance professional who will drive the development, management, and oversight of our electronic trading compliance processes. The successful candidate will work closely with teams across risk, technology, and trading, ensuring that our platforms meet stringent regulatory and business requirements.Key...

We are partnering with a leading manufacturer who are seeking a Trade Compliance Manager to join their team in London.This role will be responsible for shaping strategy, policies and procedures to ensure group-wide compliance with international trade compliance laws and regulations, including UK, EU, US (EAR and ITAR) and customs...

Our client is a global quantitative hedge fund, seeking a compliance officer to for all global regulatory reporting requirements.Key Responsibilities:· Analysing and approving new trading flows ensuring reporting systems accurately represent trading activity· Monitoring and reviewing compliance with various US/European/Asian regulatory reporting...

Trading Operations - Tier 1 Trading Firm:We’re seeking an experienced Trading Operations Specialist with advanced Python and/or Go skills to join a tier 1 algorithmic trading firm.Responsibilities:Support daily trading activity, including cash, positions and trading reconciliations.Identify areas of improvement and develop and maintain automated processes...

Frasers Group we’re rethinking retail. Through digital innovation and unique store experiences, we’re serving our consumers with the world’s best sports, premium and luxury brands globally. As a leader in the industry, we’re elevating the retail experience for our consumers through our collection of established brands, including Sports Direct,...

Operational Compliance Officer London – 4 days in the office per weekFinitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity, and Crypto markets. We are helping them search for an Operational...

MERJE are partnered with an international Investments business who are looking for a Compliance Officer (12-14 months FTC) to join their dynamic team.Key Responsibilities: • Carrying out daily review and monitoring of the firms Code of Ethics program• Assist the compliance team with compliance onboarding and managing employees’ disclosures• Conduct...

This role offers the successful candidate the opportunity to join a successful Global Commodity producer, marketer, and Trading business. This role is based in the Compliance team here in London, where they trade various Energy products including Oil and Gas. The successful candidate will help support with on-boarding (i.e., Know Your Customer) and...

Our client, a leading Investment firm are currently searching for an experienced Compliance officer to join their Investment Compliance team in London.Requirements:5+ years of experience working in Portfolio ComplianceBuy Side experience*Hand on experience with Aladdin*Pre and Post trade ComplianceAble to work efficiently in a fast paced dynamic...

OBM are currently recruiting for a experienced Logistics Compliance Manager for our client based in Aberdeen. The Logistics Compliance Manager ensures full compliance with UK HMRC import/export regulations for the clients sites sites, as well as the relevant international trade rules for all countries the client operates in. You will manage import/export...

About Us:Vantage, founded in Australia, is an award-winning, multi-asset broker with a substantial global footprint, operating offices in over 30 countries and serving clients across 172 nations. We are a trusted leader in the global trading landscape. Our platform is crafted to provide a seamless trading experience while also serving as a hub for learning...

Our client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role.Key Responsibilities:Develop, maintain and test compliance monitoring systems and controls (including policies and procedures)Assisting advising front office on local rule books New product / advisory approvalKeep up to date on...

Head of Compliance - SMF16 & SMF17Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.About the Role: As the Head of...

Job Title: Compliance Specialist Location: Ware, UK Duration: Permanent Work Experience :GMP experienceProficient knowledge of international Pharmacopoeias and recent changesExperienced in managing analytical related change control and related CAPAsExperienced in method qualification, development and validation and authoring related documentsExperienced in...

Trading Underwriter Location: Basildon (hybrid working available)Salary: NegotiableWe’re strengthening our team at Plum Underwriting and looking for a Trading Underwriter to join the team as we continue to grow.You’ll be looking after a mixed panel of brokers and be actively engaged on new business as well as renewals on a day-to-day basis.The day to...

Job: Senior Associate –Execution Trading London40-65kTo be considered for the role you must have the followingPrevious Investment or Asset Management industry experienceTrade execution experienceUcits knowledgeCalastone knowledge is highly desirableSummary: To manage all orders received in a timely and compliant fashion, ensuring execution is completed...

We are supporting our client, a well known British fashion brand, in their search for an Ethical Trade Assistant Manager.Our client is seeking someone who is passionate about ethical practices and ready to make a positive impact. This role will be key in driving their global commitment to responsible sourcing and compliance.Key responsibilities...

Job Title: Senior Compliance Advisory ManagerLocation: London - Hybrid workingRegulatory Advisory: Provide regulatory advice to the business, build strong relationships, and offer constructive challenge when needed.Project Management: Lead ad-hoc compliance projects, including process updates, regulatory requests, and breach reviews.Business Change: Provide...

Lutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance.Responsibilities:Oversee the delivery of thorough and prompt guidance on new propositions, emerging business prospects, and regulatory initiatives, with a continuous...

Job Title: Graduate Process EngineerJob Type: PermanentLocation: Thornton CleveleysHybrid: NoSalary: £36,857This role is being advertised by MIDAS Specialist Recruitment Ltd who operate as a Recruitment Agency.Your new employer:Our client is a global manufacturing company located in Thornton-Cleveleys, Lancashire with sites across the world. They are a...