Electronic Trading Compliance

6 days ago


UK, UK, United Kingdom Jacobson Garner Full time

This position requires a tech-savvy compliance professional who will drive the development, management, and oversight of our electronic trading compliance processes. The successful candidate will work closely with teams across risk, technology, and trading, ensuring that our platforms meet stringent regulatory and business requirements.


Key Responsibilities


  • Compliance Leadership: Lead the design and management of compliance-focused initiatives within the electronic trading platform, working to meet end-to-end compliance and technical standards.
  • Requirements Gathering: Engage with stakeholders, including trading, risk, and technology teams, to identify compliance needs, regulatory requirements, and platform-specific risks.
  • Platform Development and Compliance Integration: Collaborate with IT teams to translate compliance requirements into technical specifications, overseeing the integration of compliance protocols within platform design.
  • Regulatory Adherence: Ensure that the platform remains compliant with industry regulations such as MiFID II and Dodd-Frank, tracking regulatory updates and adapting the platform as needed.
  • User Training and Support: Provide training and support on platform compliance features to end users, including assistance with compliance processes and responding to inquiries.


What We Are Looking For


The ideal candidate will have a degree in Technology, Compliance, or Finance, with strong experience in electronic trading compliance and product management. A deep understanding of trading platforms, financial instruments, regulatory compliance, and the technical demands of electronic trading systems is essential. Strong analytical and communication skills and a record of managing complex compliance initiatives in fast-paced environments are key. Those who come from a Engineering, Computer Science and Maths would be at a advantage.



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