Vice President Compliance

1 month ago


UK, UK, United Kingdom FinTop Consulting Full time

VP of Compliance-Leading FX/CFD Trading Platform Company, London, UK (Hybrid-role)


About Company


The company, a prominent player in the online trading industry, unites a global team of over 1,400 exceptional professionals across 21 offices worldwide. For the past 25 years, our unwavering mission has been to make trading accessible to anyone, anywhere. Our state-of-the-art proprietary trading products and services have attracted a dedicated customer base that exceeds 2.5 million individuals from every corner of the globe.


The company has cultivated an environment that celebrates achievements, encourages professional growth, and fosters talent development, which is reflected in its Platinum accreditation by Investors in People. By joining the company, you become part of a dynamic and collaborative culture characterized by a fast-paced and exhilarating atmosphere. Brace yourself for an adrenaline-fueled journey as we shape the future of trading together.


About the team:


You will be part of the compliance team. We’re responsible for managing regulatory compliance within the group. We perform a wide range of tasks, such as providing guidance for operational compliance with regulations and assisting with regulatory audits and annual statutory audits. Our work is essential to the company’s sustainability and ambition.


Your role:


As the VP of Compliance at the company, you will assume a pivotal position in ensuring our group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop policies, and devise procedures to help the Group comply with relevant laws, regulations, and licensing requirements across its worldwide operations.


Your challenges:


  • Guide compliance excellence: Help steer the company's group business by providing comprehensive compliance guidance and ensuring a deep understanding of applicable legislation for the group and its subsidiaries. Your insights will be instrumental in aligning our operations with regulatory standards.
  • Navigate regulatory changes: Stay vigilant and monitor new and proposed changes in standards, legislation, and regulatory notifications. By promptly updating internal policies and procedures, you will ensure the group remains ahead of the compliance curve.
  • Mitigate compliance risks: Identify and assess potential compliance risks, strategize on effective mitigation measures, and share detailed risk reports. Your expertise will enable us to proactively address compliance and regulatory challenges, safeguarding the group's reputation.
  • Create a collaborative compliance framework: Foster collaboration by liaising with the company's group's head of compliance and our compliance teams worldwide. Through an aligned and holistic compliance framework, you will help strengthen our global compliance efforts and ensure consistency.
  • Engage with regulatory authorities: Act as a point of contact and build relationships with regulatory authorities and industry standards organizations as necessary. Your interactions will foster effective communication and a cooperative approach to compliance.
  • Perform strategic monitoring and planning: Develop and implement strategies for monitoring compliance and conducting audits, reviews, and action plans. By creating and revising the annual compliance work plan, you will ensure our practices efficiently align with evolving regulatory requirements.


What you have:


  • Hold a university degree in finance, law, risk management, banking, financial services, payments, or a related field.
  • Possess proficient years of experience in compliance roles.
  • Demonstrate a thorough comprehension of corporate governance, anti-money laundering (AML) practices, investment and payment services regulations, crypto asset regulatory frameworks, and pertinent legislation.
  • Have a proven track record of engaging with regulatory bodies.
  • Exhibit a strong grasp of legal mandates and controls.
  • Excel in both verbal and written communication in English.


Benefits:


  • Exciting work challenges
  • Competitive salary
  • Annual performance bonus
  • Health benefits

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