Compliance Advisor, Regulatory Reporting
1 month ago
Our client is a global quantitative hedge fund, seeking a compliance officer to for all global regulatory reporting requirements.
Key Responsibilities:
· Analysing and approving new trading flows ensuring reporting systems accurately represent trading activity
· Monitoring and reviewing compliance with various US/European/Asian regulatory reporting requirements (e.g., transaction/trade/EMIR reporting)
· Tracking and interpreting upcoming regulatory changes related to reporting, including changes to reporting systems and policies
· Drafting and updating regulatory reporting policies and procedures
· Responding to queries and requests from both internal and external parties including regulators, exchanges, and traders in a prompt and accurate manner
Preferred Experience:
· Thorough technical knowledge of trade and transaction reporting
· Ideal background from within a proprietary trading firm, hedge fund, asset manager or investment bank
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisation's in the world, across financial services, commerce & industry, and professional services.
-
Regulatory Compliance Lawyer
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...
-
UK, UK, United Kingdom VRS Regulatory Full timeExciting opportunity to join the regulatory affairs team at an established and highly reputable chemical regulatory science consultancy. This is expansion to cover an increasing workload. The role is delivery focussed with no commercial or business development aspects. We are looking for a regulatory person for a purely regulatory delivery role. This role...
-
Specialist – Regulatory Affairs PPP
3 weeks ago
UK, UK, United Kingdom VRS Regulatory Full timeAn opportunity to join the Regulatory Affairs team at an R&D focussed global PPP company. You will:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy Become the subject matter expert on the regulations/guidelines in your territory. As a regulatory Specialist, you will develop regulatory strategy...
-
Regulatory Reporting
4 weeks ago
London, UK, UK, United Kingdom Wintermann Search Full timeMy client, an international bank is looking to hire an Assistant Manager for their Regulatory Reporing team.Key Responsibilities: Preparation and Monitoring of LCR and Stress Tests: Ensure the bank's Liquidity Coverage Ratio (LCR) and stress test results are prepared and monitored daily to maintain regulatory compliance.Preparation/Review of Regulatory...
-
Regulatory Reporting Manager
3 weeks ago
London, UK, UK, United Kingdom Pope Marshall Full timeRegulatory Reporting Manager London (Mayfair) full time onsite. £70-£95k base dependant on experience + bonus + 8% pension + 30 days holiday + tier 1 healthcare. About the client Secured full bank license in 2022. They provide property development finance solutions up to £15m Utilising regional knowledge and passion to regenerate and build communities in...
-
Liquidity Regulatory Reporting
2 weeks ago
London, UK, UK, United Kingdom Roka Search Full timeRole: Liquidity Regulatory ReportingLevel: VPLocation: London (City) with Hybrid WorkingSalary: £85k-£95kMy client is a leading Bank based in London (City) with an outstanding reputation as one of the leading banks Globally. As a Liquidity Regulatory Reporting-VP, you'll play a critical role in ensuring regulatory compliance and reporting accuracy -...
-
Regulatory Compliance Associate
2 weeks ago
UK, UK, United Kingdom 1X2 Network Full timeAbout Us:At 1X2 Network, we are at the forefront of the gaming industry, bringing you innovative and captivating experiences through our renowned studios – Iron Dog Studio, Prospect Gaming, 1X2gaming, and our arcade-focused studio, Ad Lunam. We don’t just create games; we craft immersive worlds that entertain millions globally.The position:We’re on the...
-
Head of Compliance
1 week ago
UK, UK, United Kingdom Vantage Full timeAbout Us:Vantage, founded in Australia, is an award-winning, multi-asset broker with a substantial global footprint, operating offices in over 30 countries and serving clients across 172 nations. We are a trusted leader in the global trading landscape. Our platform is crafted to provide a seamless trading experience while also serving as a hub for learning...
-
Compliance Manager
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a full-service law firm, is looking for a Compliance Manager to join their team in Birmingham. The main purpose of this role is to ensure that all risk management and compliance policies, controls and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a...
-
Head of Compliance
1 week ago
UK, UK, United Kingdom ETRA Talent Full timeHead of Compliance - SMF16 & SMF17Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.About the Role: As the Head of...
-
Regulatory Reporting Change Manager
3 months ago
UK, UK, United Kingdom A+F Recruitment Full timeThis position will support the Head of Regulatory Change during the application phase to transition from a MIFID Investment Firm to a Credit Institution, regarding both the application itself and the architectural vision post application to enable accurate and timely production of a widely enhanced suite of Prudential Regulatory reporting requirements in a...
-
Compliance Analyst
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
-
Compliance Analyst
1 week ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
-
Senior Compliance Officer
1 week ago
UK, UK, United Kingdom Selby Jennings Full timeA leading global investment management firm is seeking an experienced Deputy Head of Compliance to join their growing compliance team. This senior-level position offers an exciting opportunity to work in a fast-paced and challenging environment, overseeing both regulatory and AML functions while ensuring that our firm adheres to the highest standards of...
-
Compliance Officer
2 weeks ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance.Responsibilities:Oversee the delivery of thorough and prompt guidance on new propositions, emerging business prospects, and regulatory initiatives, with a continuous...
-
Regulatory Compliance Analyst
2 weeks ago
London, UK, UK, United Kingdom Checkboard Full timeThe Joy of Transaction: There's something special about making significant life decisions. Whether you're purchasing your first home, getting a new car, or embarking on a unique journey. These milestones shape our narratives, and at Checkboard, we're here to ensure they're as seamless as possible. Our Mission: We're in the business of...
-
Environmental and Consents Advisor
6 days ago
UK, UK, United Kingdom Vallum Associates Full timeResponsible for ensuring environmental regulatory compliance across Renewables Projects within the UK, supporting the Environmental Systems Manager by ensuring regulatory compliance and conformity with ISO14001 environmental management system, sustaining & improving the standard and preparing additional site certification aligned to company expansion &...
-
Regulatory Manager
1 month ago
UK, UK, United Kingdom Bupa Full timeJob Title: Regulatory ManagerCompany: BupaLocation: Working from Home with very occasional site visitsType: Permanent - 15 hours per week (2 days per week) Flexibility on daysSalary: £24,000 per annum plus fantastic benefit packageAbout Bupa: At Bupa, we rely on the skills, energy, and commitment of our people to provide excellent service to our customers...
-
Regulatory Risk
3 days ago
West Midlands, UK, UK, United Kingdom Gleeson Recruitment Group Full timeRegulatory Risk & Compliance Senior Administrator Birmingham (Hybrid working)Up to £35K, PermanentAn exciting opportunity has arisen for a skilled and detail-oriented professional to join our Birmingham client's In-House Legal, Risk, and Compliance team. In this role, you will provide high-quality administrative support to ensure efficient coordination...
-
Compliance Analyst
1 week ago
UK, UK, United Kingdom Edenbrook Full timeNew Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting directly to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, with a particular focus on being responsible for the monthly monitoring...