Head of Compliance
6 days ago
About Us:
Vantage, founded in Australia, is an award-winning, multi-asset broker with a substantial global footprint, operating offices in over 30 countries and serving clients across 172 nations. We are a trusted leader in the global trading landscape. Our platform is crafted to provide a seamless trading experience while also serving as a hub for learning and networking, equipping traders with the resources and support to navigate financial markets confidently and effectively.
At Vantage, we offer access to a diverse array of over 1,000 CFD products, including forex, indices, commodities, shares, ETFs, bonds, and cryptocurrencies. Our comprehensive suite of tools and dedicated support empowers clients to trade with confidence and succeed in the dynamic world of financial markets.
Role Overview:
We are looking for an experienced, UK-based Head of Compliance qualified to serve as the Money Laundering Reporting Officer (MLRO) under the Financial Conduct Authority (FCA) guidelines. This pivotal role will ensure our firm’s rigorous compliance with all relevant regulations, reinforcing the strength and integrity of our compliance function.
Key Responsibilities:
- Stay current on all FCA regulations and guidelines for FX/CFD brokerage operations, ensuring strict compliance.
- Serve as the primary contact for regulatory inquiries and audits, fostering positive relationships with regulatory bodies.
- Oversee and maintain the firm’s policies and procedures, ensuring they are consistently effective and up-to-date.
- Develop and implement robust compliance policies, procedures, and controls to effectively mitigate regulatory risk.
- Prepare and submit regulatory reports and filings accurately and on time.
- Collaborate closely with the global compliance function at the group level to align practices and share best approaches.
Qualifications:
- Qualified to serve as the Designated Compliance Officer (holding SMF16 Compliance Oversight and SMF17 Money Laundering Reporting Officer responsibilities) for the firm.
- Proven track record and experience in managing compliance functions within the financial services industry, ideally within a CFD brokerage.
- In-depth understanding of FCA regulations and guidelines concerning FX/CFD trading and financial services.
- Excellent communication and interpersonal skills, capable of effective engagement with both internal stakeholders and regulatory bodies.
- Strong analytical and problem-solving skills, with meticulous attention to detail.
- Relevant professional qualifications (e.g., ACAMS, ICA Diploma in Financial Crime Compliance) are highly desirable.
-
Regulatory Compliance Lawyer
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a fantastic boutique city law firm assisting them to hire a Regulatory Compliance Lawyer. This role is a fantastic opportunity for somebody who has regulatory risk and compliance experience, is interested in data protection and would like to broaden their skill set.In this role you will work alongside a small team consisting of a...
-
Head of Compliance
6 days ago
UK, UK, United Kingdom ETRA Talent Full timeHead of Compliance - SMF16 & SMF17Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.About the Role: As the Head of...
-
Interim Head of Compliance
1 week ago
UK, UK, United Kingdom Redan Resourcing Ltd Full timeCompany DescriptionFinancial services firm in London. Role DescriptionInterim Head of Compliance role in the London area, with flexibility for some remote work. As the Head of Compliance, you will be responsible for overseeing and ensuring adherence to regulatory requirements, adhering to ML regulations, developing compliance strategies, conducting audits,...
-
Head of Legal Compliance
2 months ago
UK, UK, United Kingdom Career Legal Full timeRole: Head of Compliance (UK, Europe, USA)Location: London, 2 days a week in the office Employment Type: Permanent, Full-timeSalary: £competitive An international law firm based in the City are seeking a Head of Compliance to manage its compliance operations across the UK, Europe, and the USA.Key Responsibilities:Lead all compliance functions, focusing on...
-
Head of Compliance
5 months ago
London, UK, UK, United Kingdom IPS Group Full timeThis exciting Insurance business has ambitious plans for growth. The Group has strong International operations and financial backing; the UK business is newer and set for significant expansion. The focus of this growth will be Specialty Lines. You will be Head of Compliance for the UK business, working across Specialty and Consumer lines, part of the UK...
-
Data Protection Lawyer
1 month ago
UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a fantastic boutique city law firm assisting them to hire a Data Protection Lawyer. This role is a fantastic opportunity for somebody who has experience in data protection, risk and compliance and who would like to broaden their skill set.In this role you will work alongside a small team consisting of a compliance assistant, senior...
-
London, UK, UK, United Kingdom Martis Search Full timeThe RoleHead of Compliance – Hedge Fund Compliance Consultancy Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset Management and Private Equity industries.This is an excellent “Head of Compliance” role for...
-
Head of Risk, Policy and Compliance
2 weeks ago
UK, UK, United Kingdom James Andrews Recruitment Solutions Ltd Full timeWe are currently working in partnership with a National Federated Charity, renowned for their youth work across the UK. They are looking to appoint a Head of Risk, Policy and Compliance on an initial six month temporary basis, but they will be encouraged to apply for the permanent role.This will be a full-time position based in London, looking to pay a day...
-
Compliance Manager
3 months ago
UK, UK, United Kingdom QHQ Ltd Full timeWe have an excellent opportunity for a Product Compliance Manager to join the head office team of a leading lifestyle Brand.The role covers toys, gifts, childrenswear, adult clothing, accessories, pet accessories and hard goods.The ideal candidate will have proven experience working in international multi product compliance. A passion for...
-
Compliance Manager
2 weeks ago
UK, UK, United Kingdom Broadgate Full timeHead of Compliance HelpdeskLeeds/West YorksSalary £50kThis role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.Primarily, the responsibility would be to oversee the internal Compliance helpdesk:Manage the...
-
Compliance Manager
2 months ago
UK, UK, United Kingdom SilverRock Bank Full timeAt SilverRock, we are building a new bank. Our vision is to “Pioneer fairer financial outcomes by empowering lenders to deliver and enabling savers to prosper.” We are doing this by building a unique and highly scalable data driven multi-asset bank through a partnership of ecosystems, specialising in the delivery of forward flow partnerships and...
-
Compliance Manager
6 days ago
UK, UK, United Kingdom Camino Partners Ltd Full timeCompliance ManagerCentral LondonHybrid£35k-£40kWith over 10 years experience within the healthcare recruitment industry, my client are looking for a brilliant Compliance Manager to join their team to run and manage a top class compliance function! This role is crucial to ensure compliance is adhered to throughout the entire business, supporting the smooth...
-
Compliance Analyst
6 days ago
UK, UK, United Kingdom Edenbrook Full timeNew Compliance Analyst opportunity working with a rapidly growing Lloyd’s Syndicate. Reporting directly to the Senior Compliance Analyst and working closely with the Head of Compliance and underwriting teams, you will support the Compliance team on a wide variety of Compliance matters, with a particular focus on being responsible for the monthly monitoring...
-
Compliance Assurance
2 weeks ago
UK, UK, United Kingdom Victus Search Full timeWe have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider.The Firm:Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If...
-
Compliance Paralegal
4 months ago
UK, UK, United Kingdom Slaughter and May Full timeWHO WE ARE //Slaughter and May is a leading international law firm, recognised throughout the business community for its exceptional legal service, commercial awareness and commitment to clients. We advise across the spectrum of legal matters including high-profile, ground-breaking and complex transactions, contentious matters and all aspects of risk. We...
-
Operational Compliance Officer
2 weeks ago
UK, UK, United Kingdom Finitas Full timeOperational Compliance Officer London – 4 days in the office per weekFinitas are working with a leading quantitative-driven electronic market-maker partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income, Commodity, and Crypto markets. We are helping them search for an Operational...
-
Financial Crime Compliance
2 weeks ago
UK, UK, United Kingdom Austin Andrew Ltd Full timeThis firm is an international commercial bank with a broad offering to include private banking and wealth managementThis role will support the head of financial crime complianceA full specification is available however the key responsibilities will include :Support (and deputise for) the head of department/MLROInvestigations and recommendations...
-
Head of Property
2 months ago
UK, UK, United Kingdom G2 Legal Full timeThis high street firm in northwest Surrey has a new opportunity for a Head of Property Solicitor.You will be part of the well-known and successful Property team, handling a full, varied caseload, on behalf of clients in the Surrey market and beyond. You will benefit from lots of autonomy and flexible working arrangements.We are inviting applications from...
-
Head of Law
3 months ago
UK, UK, United Kingdom SSQ Full timeExciting Leadership Opportunity In Legal ServicesSSQ is proud to exclusively represent a boutique professional services firm in their search for a Head of Law to spearhead the growth and development of their legal consulting business. This role is tailored for a seasoned legal director, GC or legal generalist with a passion for entrepreneurship, networking,...
-
Senior Compliance Manager
2 months ago
UK, UK, United Kingdom Arthur Recruitment Full timeArthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.Main DutiesStaying on top of the...