Head of Compliance

6 days ago


UK, UK, United Kingdom ETRA Talent Full time

Head of Compliance - SMF16 & SMF17


Are you a seasoned compliance leader with a strong grasp of SMF16 and SMF17 responsibilities? Join an innovative, global financial services firm as their new Head of Compliance in a pivotal senior role, steering compliance frameworks and enhancing regulatory governance across dynamic markets.


About the Role: As the Head of Compliance, you will:


  • Lead and oversee compliance policies and procedures across all UK operations.
  • Ensure robust adherence to SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) regulations.
  • Act as a trusted advisor, influencing strategic decisions and ensuring compliance alignment with FCA and other key regulatory bodies.
  • Manage and inspire a high-performing compliance team, fostering a proactive compliance culture.
  • Report to senior leadership on compliance risks, controls, and regulatory changes, maintaining best-in-class standards.


What We're Looking For:


  • Proven experience in compliance leadership within financial services, ideally with experience in online trading, investments, or capital markets.
  • In-depth knowledge of FCA regulations, SMF16, SMF17, and AML/CTF frameworks.
  • Strong strategic thinking and stakeholder management skills, with an ability to lead by example and drive positive change.
  • Relevant qualifications (e.g., ICA, ACAMS) or equivalent experience.


Benefits:


  • Competitive salary and benefits package
  • Opportunity to make a real impact in a fast-growing, technology-driven financial firm.
  • Collaborative, forward-thinking environment with clear career progression opportunities.


This is your chance to join an exciting, global firm at a senior level, championing a compliance-first culture while enhancing regulatory excellence.



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