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Compliance Officer
2 months ago
Our client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role.
Key Responsibilities:
- Develop, maintain and test compliance monitoring systems and controls (including policies and procedures)
- Assisting advising front office on local rule books
- New product / advisory approval
- Keep up to date on relevant regulatory developments
- Conduct thematic reviews
- Assisting on allocation reporting and working with business/trading desks to resolve policy exceptions
- Other responsibilities will include trade surveillance, regulatory reporting, compliance training, new product approval and PA dealing approvals.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisation's in the world, across financial services, commerce & industry, and professional services.
