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Senior Compliance Analyst
2 months ago
Senior Risk and Compliance Analyst opportunity working with a rapidly growing specialty insurer operating within the Lloyd’s market. You will be supporting the Risk & Compliance team in ensuring compliance with all relevant regulation and legislation applicable in the general & Lloyd’s insurance sector.
Key Responsibilities:
Risk Management:
- Assist in the development and implementation of the risk framework;
- Maintenance and regular review of the risk register;
- Assist in developing and distributing tools, techniques, methodologies, analysis, reporting, communication and training;
- Assist in the annual and ad-hoc ORSA process and draft reports;
- Assist the Head of Risk and Compliance in undertaking quarterly reviews of the risk profile.
Compliance:
- Point of contact for internal day-to-day compliance queries in relation to TOBAs, sanctions screening and conduct queries;
- Lead in monitoring and maintaining compliance with Lloyd’s principles;
- Assist the Head of Risk & Compliance with implementing compliance policies;
- Assist with company secretarial duties as required;
- Responsible for FCA returns;
- Compliance team conduct champion;
- Ensure Lloyd’s systems such as Atlas are appropriately updated;
- Support in providing training sessions to the business on core compliance topics;
- Assisting the business on sanctions-related queries.
Key Skills and Experience:
- Good knowledge of Lloyd’s and other regulatory requirements and Lloyd’s principles;
- Good understanding of the regulatory handbooks, rules and guidance applicable to the insurance sector with particular experience working within a Lloyd’s Insurer.