FICC Compliance Advisory
2 months ago
Currently recruiting for an AVP level Compliance Advisory professional with experience working in FICC to join a Tier 1 Investment Bank. You should have previous business facing experience within a major IB, and good knowledge across any of the FICC products. This is an exciting opportunity to join a market leading business and team, and to further develop your career in this space.
Key Experience
- Previous experience in compliance advisory within Investment Banking
- Knowledge of FICC products
- Good knowledge of markets regulation
- Experience of facing off to front office stakeholders within the business
- Extremely strong relationship building skills
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Graduate Associate, Restructuring Advisory
6 days ago
London, UK, United Kingdom Interpath Advisory Full timeInterpath Advisory is a financial advisory business with a broad range of specialisms that was formed to allow our people to do what they do best in an agile, independent and conflict-free setting. Its marketleading restructuring department is the largest independent team in the UK. Interpath was previously part of KPMG, before being sold to private equity...
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Graduate Associate, Restructuring Advisory
3 days ago
London, UK, United Kingdom Interpath Advisory Full timeInterpath Advisory is a financial advisory business with a broad range of specialisms that was formed to allow our people to do what they do best in an agile, independent and conflict-free setting. Its marketleading restructuring department is the largest independent team in the UK. Interpath was previously part of KPMG, before being sold to private equity...
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Compliance Advisory Manager
2 weeks ago
London, UK, United Kingdom TP ICAP Full timeThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...
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Compliance Advisory Consultant
1 week ago
London,, UK, United Kingdom Barclay Simpson Full timeRegulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...
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Senior Compliance Advisory Analyst
1 month ago
London,, UK, United Kingdom twenty84 Full timeSenior Compliance Advisory AnalystAre you an experienced compliance advisory professional looking to support a growing financial markets business? We're looking for a Senior Compliance Advisory Analyst, working closely with business stakeholders to ensure regulatory alignment across trading, corporate, and wealth services.About the Role:As the Senior...
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Commodities Advisory Compliance
1 week ago
London, UK, United Kingdom Holmes Search Full timeKey Duties Provide accurate compliance advice to the business and internal stakeholders Provide trainning to the business and internal stakeholders To conduct Regulatory Reviews of the firm and its functions through the Compliance Monitoring Programme as part of the Compliance Framework To conduct internal investigations when directed by Compliance...
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Markets Compliance Advisory
3 weeks ago
London,, UK, United Kingdom Danos Group Full timeCurrently recruiting on behalf of a Global Trading firm, who are looking to recruit and experienced compliance advisory professional with experience in Global Markets to join their team. The business are ideally looking for a candidate with good knowledge of OTC Derivatives and Commodities to join the team. You will report directly into the head of...
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Senior Compliance Advisory Analyst
4 weeks ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading Investment Manager looking to appoint a Senior Compliance Advisory Analyst on a 12 month FTC.Responsibilities:Provide compliance advisory support to the business in respect of one or more asset classes or business areas, advising on application of applicable regulatory rules including global compliance policies...
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Compliance Advisory
5 months ago
London, UK, United Kingdom Eximius Finance Full timeRequired skills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial Planning / Wealth Planning) businesses. • An understanding of the FCA rules in relation to ESG, Principles for Responsible Investment, TCFD, Stewardship Code and SRD II. • Experience of portfolio...
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Senior Compliance Advisory
1 week ago
London, UK, United Kingdom eFinancialCareers Full timeThe firm is a major algorithmic trading entity in digital assets Key Responsibilties It is looking for a Compliance Advisory Senior Associate who has in-depth expertise from traditional financial markets The Senior Compliance Associate will be responsible for ensuring compliance with regulatory requirements, laws, and regulation across multiple...
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Head of Compliance
6 days ago
London,, UK, United Kingdom Coopman Search and Selection | B Corp™ Full timeCoopman Search and Selection are currently partnered with a private funds advisory business who are HQ'd in the UK but have a global presence. The role will report in directly into the COO. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will see you cover...
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Compliance Advisor
2 weeks ago
London, UK, United Kingdom SOCIETE GENERALE Full timeResponsibilities The Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and for coordinating the framework aimed at preventing, identifying, assessing, and controlling reputational risk. In conjunction with the Business Units and other Service Units (BU/SUs), CPLE...
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Compliance Manager
1 month ago
London, UK, United Kingdom BNY Full timeAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...
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Compliance Officer
1 month ago
London,, UK, United Kingdom Jacobson Garner Full timeCompliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...
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Money Laundering Reporting Officer
3 weeks ago
London,, UK, United Kingdom FRP Advisory Full timeRole location: London l Brentwood l Flexible Role purposeThe Money Laundering Reporting Officer (MLRO) is responsible for overseeing the FRP’s compliance with Anti-Money Laundering (AML) regulations, ensuring that professional services offered by the company meet all legal and regulatory requirements. This includes, acting as Nominated Officer to received...
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Compliance and Risk Officer
1 week ago
London,, UK, United Kingdom JPT Recruitment Full timeAbout the Company Our client, a leading sustainability partner to the financial industry, offers top-tier ESG advisory and portfolio analytics solutions. They work with prominent financial institutions to meet rigorous environmental, social, and governance (ESG) requirements. With significant recent growth, the company is expanding its team and aims to...
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Compliance - Central Compliance
1 month ago
London, UK, United Kingdom Investigo Full timeThe role supports the further development of the Compliance oversight model of the Corporate Compliance Team. You will be working with the team members and other colleagues within Compliance to ensure efficient, effective and consistent Compliance support and challenge is provided to the Corporate Functions and to ensure positive and effective engagement....
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Compliance Advisor
1 month ago
London,, UK, United Kingdom Pure Search Full timeI've taken on a new role with a specialist banking client in their high performing compliance advisory function. This is a truly excellent opportunity to work closely with the Head of Retail Compliance and focus on private banking transactions. Your Role:As a Compliance Adviser for our lending solutions, you’ll play a vital role in shaping compliance...
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Associate Director, Financial Advisory
2 weeks ago
London, UK, United Kingdom Teneo Full timeThe Role (Financial Restructuring)Our Financial Advisory team is expanding, and we are looking for a talented and ambitious individual at Assistant Director level with a financial advisory or banking background to join our growing team in London. This is an excellent opportunity to work alongside our established team who will support you to utilise and...
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Associate Director, Financial Advisory
4 months ago
London, UK, United Kingdom Teneo Full timeThe Role (Financial Restructuring)Our Financial Advisory team is expanding, and we are looking for a talented and ambitious individual at Assistant Director level with a financial advisory or banking background to join our growing team in London. This is an excellent opportunity to work alongside our established team who will support you to utilise and...