Compliance and Risk Officer

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance?An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

The Client Our client is a highly successful Investment Management firm. The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal policies. ...

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

Our client, an International Law Firm is seeking an In-House Risk Lawyer to join their dynamic office in London. The role will be varied, contributing to the management and smooth operation of the firm alongside the support of wider compliance team officers.The ideal candidate has 5 years of risk-focused PQE and extensive knowledge of legal/regulatory...

MERJE is seeking a highly skilled Risk Officer for a prestigious international banking institution in London. This role offers an exciting opportunity to manage financial risks, ensure regulatory compliance, and contribute to strategic decision-making in a dynamic financial environment.The CompanyThis leading international corporate banking institution has a...

Job Title: Risk and Compliance Analyst Location: Central London Salary: to £43,000 depending on experience + excellent benefits Hybrid: 3 office / 2 home Leading, tier 1 law firm are looking for a risk and compliance analyst to join their small team and assist with AML checks, risk and compliance, and conflict checks. This is a varied and generalist role...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

SALARY: 50-65KThe Client Our client is a highly successful Investment Management firm.The Role The Compliance Risk & Control Officer will sit within the Risk & Control Team and will help ensure that positive client outcomes are being achieved, and that investment portfolios are being correctly managed in line with Compliance regulatory standards and internal...

Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London. This role reports directly to the MLRO/CCO and offers an excellent pathway for professional growth in a dynamic fintech. Key ResponsibilitiesConduct KYB and KYC...

We are seeking a Compliance Officer to join our clients London office. The Compliance Officer will be responsible for ensuring that the organisation adheres to regulatory requirements and internal policies. This role involves monitoring compliance with laws and regulations, conducting audits, and providing guidance to staff on compliance matters. Key...

Our client, renowned for their commitment to integrity, sustainability, and responsible business practices, is seeking a Compliance Officer to help ensure the highest standards of regulatory compliance and ethical conduct.The role will support the Head of Compliance and Senior Compliance Transformation Manager in managing remedial actions in response to a...

Who are we?Lumon is a leading foreign exchange and international payments company which enables effortless overseas payments by uniting people, technology & expertise. We are passionate about what we do, as we believe helping people and companies achieve their goals is more valuable than just moving their money.Life at LumonPeople are always at the heart of...

Robert Half is recruiting for a Compliance & Risk Manager to join a consultancy firm.ROLE: Compliance & Risk ManagerLENGTH: PermLOCATION: Hybrid (London)PAY: up to £70,000 per annum depending on experienceOverall ResponsibilityAs a Manager, you will be responsible for serving clients and ensuring the successful execution of projects. This includes...

Compliance Advisory - AVP Level (Credit, Rates, FX, Commodities)A global investment bank is seeking a talented Compliance Advisory professional at the AVP level to join their dynamic team. This is a key role, providing essential advisory services across the firm's product range, including Credit, Rates, Foreign Exchange (FX), and Commodities.Provide...

About the RoleJoining a growing Risk & Compliance function, you will assist and advise across the business on all aspects of regulatory compliance, acting as a first point of contact for escalations and providing overall support to the team. The team deals with interesting and complex matters in the compliance space and remains mindful of the needs of the...