Compliance Associate

GRADUATE TRAINEE COMPLIANCE ASSOCIATE - 6 MONTHS EXPERIENCE IN FINANCIAL SERVICES AML, AUDIT, COMPLIANCE OR OPERATIONS REQUIRED.£30K plus Bonus & Benefits Hybrid (London)Ref: 4104GOur client, a leading Asset Manager, is looking for an entry level Compliance Associate to join their growing team. Reporting to the Head of Compliance and working within a...

We are working with a progressive full-service law firm in Brighton. Our client is seeking a proactive Compliance Assistant to join their dynamic team.In this position, you'll be involved in vital tasks aimed at enhancing the firm's risk management processes, ensuring compliance with internal policies and legal regulations, and supporting due...

Oliver James is partnered with UK leading Insurer in their search for a Compliance Associate to join the team. You will assist the Head of Compliance with maintaining an effective compliance structure across the organisation. Key responsibilities: - Liaising with the wider team concerning compliance issues. - Compliance and exception reporting, maintaining...

**Compliance Associate**: - London - £55,000 - £75,000 - Job type: Permanent - Sector: Asset Management & Funds - Job reference: JB41543 Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager in the private markets space. This is a rare opportunity to join a growing business and work on...

Niche buy-side institution, based in London managing over £4 billion AUM for 25,000 investors require a Compliance Associate. The business work in partnership with financial advisers, wealth managers and family offices to create investment solutions fortheir clients. The compliance team is at the heart of the organisation and supports the day-to day...

Social network you want to login/join with:Compliance Associate - Monitoring, LondonLocation: London, United KingdomJob Category:OtherEU work permit required:YesJob Views:1Posted:30.03.2025Expiry Date:14.05.2025Job Description:Compliance MonitoringA leading brokerage is seeking a Compliance Associate to join its growing Compliance Team. This opportunity is a...

**Location: **City of London **Salary: **£28,000 - £35,000 per annum **About the Company**: City Credit Capital is a leading provider of Forex and CFD margin trading services. Headquartered in the City of London, with associate offices in Hong Kong and Latin America, we service a global client base of active investors. We are regulated and authorisedby...

Compliance Associate - Financial Services | Mayfair, LondonLocation: Mayfair, LondonSalary: Competitive + BenefitsIndustry: Financial Services (Investment Management & Brokerage)Are you looking to take the next step in your compliance career within a fast-paced and growing financial services firm? A well-established investment and brokerage firm, operating...

**INVESTMENTS COMPLIANCE ASSOCIATE** **LONDON - 3 DAYS A WEEK WORK FROM HOME** **UP TO £45,000 + PROGRESSION + FANTASTIC BENEFITS** My client are a market leading Compliance Consultancy who support their clients across the financial services sector. They work with some fantastic clients ranging from SMEs and start ups to large corporates! Due to...

An elite private equity business is looking to add a Compliance Associate to its global team in London.Responsibilities include:Compliance monitoring, reporting, policy updates, and AML/KYC due diligence.Key Responsibilities:Support compliance monitoring, testing, and reporting.Prepare regulatory reports and maintain compliance logs.Assist with policy...

Compliance Associate Principal Responsibilities - Administer the SMCR certification process including maintaining and improving the process - Assist with other SMCR processes including reasonable steps - Provide guidance and assistance regarding SMCR to various internal stakeholders including HR and business /business management. - Assist in the maintenance...

Job Description Compliance Associate Up to £65k Hybrid working ( 2 days per week in London office)ASAP start date (permanent)Annual bonus The client is a well-established wealth management firm based in central London, providing financial services to private and institutional clients in the UK and South Africa. Currently has over £1 billion under...

Compliance Associate Principal Responsibilities - Assist in the maintenance and administration of the Firm’s personal account dealing programme including account approvals, trade pre-clearance, reconciliation and monitoring and sampling - Assist in the maintenance and administration of the Firm’s quarterly compliance certifications and review and...

Barclay Simpson are currently recruiting for a Compliance Associate to join a highly successful, global asset manager in their London office. This is a role that will report into a highly experienced and adept line manager and you will be working on a global scale. This role is focussed on Financial Promotions with some wider responsibilities across...

**Investment Compliance Associate** **Location: Cannon Street, London office location with Hybrid working** **Salary: £66,000 to £73,000 per annum plus Civil Service Pension** **Contract Type: Permanent** **Position type: Full Time** We’re the Pension Protection Fund. We protect millions of people in the UK who belong to defined benefit pension...

**What are we looking for?** The Compliance Associate will be a member of the Compliance team and will successfully support the Head of Compliance. Your role would be to support all aspect of the MiFID business, including a variety of core compliance areas and technical AML assistance, assisting with regulatory reporting and ad hoc tasks that benefit the...

**Key tasks and responsibilities**: - Know-your-client (KYC) process: assist with client account opening/money laundering procedures and sanction checks including escalating relevant AML, CTF & Sanction/PEP concerns with the MLRO. - Compliance registers: assist with approvals, oversee the maintenance and accuracy of registers (including Complaints, Data...

**Global Insurance Brokerage - Senior Compliance Associate** **£55k - £65k** **London - Hybrid** - **Senior Compliance Associate**: - **Generalist position and AML**: - **Working in a team of 10**: - **3 days a week in the office**: - **Great bonus & benefits**: - **Lots of opportunity for progression** **Job Purpose** To provide efficient and...

Compliance, associate, testing, controls, assurance, London, corporate bank, international bank, remediation A leading, international corporate bank is looking for a Controls Testing and Assurance, Compliance Testing, Tester - Associate to join their Compliance Testing team. In this role you will execute feasibility and scoping of reviews, testing fieldwork,...

We are pleased to be partnering with a reputable and growing insurance broker to hire an experienced Risk and Compliance Associate to join their friendly team.This is a fantastic opportunity to join the existing team as the company continues to grow. The successful Risk and Compliance Associate will have proven experience in a similar role in the insurance...