Investments Compliance Associate

6 days ago

London, United Kingdom Get Recruited (UK) Ltd Full time

**INVESTMENTS COMPLIANCE ASSOCIATE**

**LONDON - 3 DAYS A WEEK WORK FROM HOME**

**UP TO £45,000 + PROGRESSION + FANTASTIC BENEFITS**

My client are a market leading Compliance Consultancy who support their clients across the financial services sector. They work with some fantastic clients ranging from SMEs and start ups to large corporates Due to continued success and expansion, theyare now looking for an experienced Investments Compliance Associate to join their Investments team.

As the Investments Compliance Associate you will work as part of the Investments Compliance Team to deliver compliance solutions to a range of clients, working on multiple projects simultaneously and getting involved with a varied workload.

This is a fantastic opportunity for an individual from a Compliance Associate / Compliance Consultancy / Internal Compliance / Compliance Officer role within Investments who is looking to join a growing, forward-thinking business who offer excellent careerprogression

**Key Responsibilities**:

- Maintaining up to date knowledge of FCA regulatory rules
- Generating reports
- Writing audit reports
- Conducting file reviews
- Attending client meetings with the Senior Manager
- Providing administration support to the investments compliance team
- Working with the wider team to develop compliance policies and procedures
- Identify and escalate issues where needed

**Key Skills & Experience**:

- Ideally from a Compliance Associate / Compliance Consultancy / Internal Compliance / Compliance Officer role within Investments
- FCA Compliance experience
- Experience within Investments
- Excellent communication and time management skills at all levels
- Excellent administration and telephone skills
- An organised individual who can work under pressure and produce work to the standard required
- Computer literate and aptitude in Microsoft Office

Get Recruited is acting as an Employment Agency in relation to this vacancy.

  • Investment Compliance Associate

    7 days ago

    London, United Kingdom Pension Protection Fund Full time

    **Investment Compliance Associate** **Location: Cannon Street, London office location with Hybrid working** **Salary: £66,000 to £73,000 per annum plus Civil Service Pension** **Contract Type: Permanent** **Position type: Full Time** We’re the Pension Protection Fund. We protect millions of people in the UK who belong to defined benefit pension...

  • Investment Compliance Associate

    2 weeks ago

    London, United Kingdom eFinancialCareers Full time

    We are working as sole agency to assist a large fund management business looking to recruit an Investment Compliance Associate to join their team in a role initially focused on Investment Compliance however has great potential to gain exposure to broadercompliance duties. The company offer agile working with 40% of your time required to be in the...

  • Associate Compliance Advisor

    2 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Associate Compliance Advisor - Compliance Recruitment SolutionsRef:4090D4We are recruiting a compliance advisory manager for our client, a leading Investment Management Group. Providing advice and guidance to a portfolio of Appointed Representatives ("ARs"), duties will include:Leading ongoing and ad hoc tasks as required, in particular around signing off...

  • Associate Compliance Advisor

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Associate Compliance Advisor - Compliance Recruitment SolutionsRef:4090D4We are recruiting a compliance advisory manager for our client, a leading Investment Management Group. Providing advice and guidance to a portfolio of Appointed Representatives ("ARs"), duties will include:Leading ongoing and ad hoc tasks as required, in particular around signing off...

  • Compliance Associate

    2 days ago

    London, United Kingdom MERJE Ltd Full time

    ?MERJE have partnered with a leading international outsourced investment office which provides independent investment management advice to a variety of clients. With offices in London, Boston, New York, San Francisco, Paris, Singapore and Hong Kong, the Compliance Associate will join a small compliance team, be responsible for a very broad range of...

  • Senior Compliance Associate Investments

    4 days ago

    London, United Kingdom Twenty84 Ltd Full time

    Do you have financial services compliance experience, and are you seeking a new job in London? We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £45,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study...

  • Investments Compliance Manager

    6 days ago

    London, United Kingdom Get Recruited (UK) Ltd Full time

    **INVESTMENTS COMPLIANCE MANAGER** **LONDON - 3 DAYS A WEEK WORK FROM HOME** **UP TO £75,000 + PROGRESSION + FANTASTIC BENEFITS** My client are a market leading Compliance Consultancy who support their clients across the financial services sector. They work with some fantastic clients ranging from SMEs and start ups to large corporates! Due to continued...

  • Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Caxton Investments Llp Full time

    About Caxton:Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, New Jersey, Monaco, and Singapore. Our primary business is to manage client and proprietary capital through global macro hedge fund strategies. Assets are managed via a broad mandate to trade in a variety of global markets and...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Caxton Investments Llp Full time

    About Caxton:Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, New Jersey, Monaco, and Singapore. Our primary business is to manage client and proprietary capital through global macro hedge fund strategies. Assets are managed via a broad mandate to trade in a variety of global markets and...

  • Senior Compliance Associate

    12 hours ago

    City of London, United Kingdom Willow Resourcing Full time

    **Senior Compliance Associate - Investments** **Leading Independent Financial Services Compliance Consultancy** **London (Hybrid - 2 days in the office, 3 days working from home per week)** **Salary: £35k - £65k + benefits** **Are you frustrated by your lack of career progression? You’ve hit all your KPI’s, aced all your reviews and ticked all the...