Investment Compliance Associate

4 days ago

London, United Kingdom Pension Protection Fund Full time

**Investment Compliance Associate**

**Location: Cannon Street, London office location with Hybrid working**

**Salary: £66,000 to £73,000 per annum plus Civil Service Pension**

**Contract Type: Permanent**

**Position type: Full Time**

We’re the Pension Protection Fund. We protect millions of people in the UK who belong to defined benefit pension schemes. When these schemes fail, we’re ready to help.

We do this by paying our members, by charging a levy and by investing sustainably. Our work has a real impact on people’s lives, so we strive to do it well, with integrity and their future in mind.

We’re equivalent in size to a top 5 UK pension scheme and have developed a highly sophisticated, best-in-class investment strategy. Our culture combines private sector standards with a public service ethos.

We’re looking for an Investment Compliance Associate to join our Compliance and Ethics team.

This position will primarily be supporting the team on developing, implementing, and monitoring compliance with investment policies and procedures to ensure regulatory obligations are met. The Associate will have specific responsibility for compliance monitoringand testing, principally using Blackrock’s Aladdin system. This includes overseeing the resolution of pre and post trade compliance alerts and approving amendments to trade compliance restrictions.

The Associate will be a key contact within the team for investment compliance matters and will be able to provide detailed and understandable guidance chiefly to the Investment teams on compliance to regulatory requirements.

Our ideal applicant will hold a relevant Compliance/ Investment Qualification (e.g., ICA CFA/CISI) with experience from within a Financial Services environment, ideally a fund manager. Experience will include trade compliance monitoring and reporting, usingBlackrock’s Aladdin system (or similar systems). This role requires an individual to be able to build rapport and trust with senior stakeholders, with the ability to translate knowledge into recommendations and influencing change to ensure compliance withregulatory requirements.

In return for your skills, experience and commitment we’ll give you a challenging role within a business where you’ll get the support you need to develop your career.

We’ll also give you lots of opportunities for personal development and skills training.

We’re proud to be a Disability Confident Leader, the highest accreditation under the Disability Confident Scheme. If you have a disability and meet the essential criteria for this role you will be guaranteed an interview.

We embrace diverse talent welcoming people with different beliefs, backgrounds and ways of working. Whatever your background, and however you identify, you’ll be welcome here.

We’re happy to talk about flexible working

No agencies please.

  • Investments Compliance Associate

    3 days ago

    London, United Kingdom Get Recruited (UK) Ltd Full time

    **INVESTMENTS COMPLIANCE ASSOCIATE** **LONDON - 3 DAYS A WEEK WORK FROM HOME** **UP TO £45,000 + PROGRESSION + FANTASTIC BENEFITS** My client are a market leading Compliance Consultancy who support their clients across the financial services sector. They work with some fantastic clients ranging from SMEs and start ups to large corporates! Due to...

  • Regulatory Compliance Associate

    5 days ago

    London, Greater London, United Kingdom British International Investment Full time

    Regulatory Compliance Associate - 12month FTCJoin to apply for the Regulatory Compliance Associate - 12month FTC role at British International InvestmentRegulatory Compliance Associate - 12month FTC2 weeks ago Be among the first 25 applicantsJoin to apply for the Regulatory Compliance Associate - 12month FTC role at British International InvestmentBritish...

  • Investment Banking Associate

    5 days ago

    London, Greater London, United Kingdom Barclays Investment Bank Full time

    Join to apply for the Investment Banking Associate - Financial Sponsors Group role at Barclays Investment Bank3 weeks ago Be among the first 25 applicantsJoin to apply for the Investment Banking Associate - Financial Sponsors Group role at Barclays Investment BankGet AI-powered advice on this job and more exclusive features.Join us as an Investment Banking...

  • Investment Compliance Associate

    2 weeks ago

    London, United Kingdom eFinancialCareers Full time

    We are working as sole agency to assist a large fund management business looking to recruit an Investment Compliance Associate to join their team in a role initially focused on Investment Compliance however has great potential to gain exposure to broadercompliance duties. The company offer agile working with 40% of your time required to be in the...

  • Associate Compliance Advisor

    1 week ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Associate Compliance Advisor - Compliance Recruitment SolutionsRef:4090D4We are recruiting a compliance advisory manager for our client, a leading Investment Management Group. Providing advice and guidance to a portfolio of Appointed Representatives ("ARs"), duties will include:Leading ongoing and ad hoc tasks as required, in particular around signing off...

  • Compliance Associate

    10 hours ago

    London, United Kingdom MERJE Ltd Full time

    ?MERJE have partnered with a leading international outsourced investment office which provides independent investment management advice to a variety of clients. With offices in London, Boston, New York, San Francisco, Paris, Singapore and Hong Kong, the Compliance Associate will join a small compliance team, be responsible for a very broad range of...

  • Regulatory Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom British International Investment plc Full time

    British International Investment is the UK's development finance institution, owned by the UK Government. With a mission to solve the biggest global development challenges, we aim to create a virtuous circle of investment and impact. Your contribution will be essential.It won't be easy: we do the hardest work in the most complex markets. Be prepared to test...

  • Investment Compliance Business Partner

    7 days ago

    London, United Kingdom MFS Investment Management Full time

    At MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...

  • Associate/avp, Compliance Officer

    11 hours ago

    London, United Kingdom GIC Investment Full time

    Location: London, GB Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 14403 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks of GIC. LCD partners with the business to ensure that such issues and risks are identified, assessed and resolved in a timely and...

  • Senior Compliance Associate Investments

    2 days ago

    London, United Kingdom Twenty84 Ltd Full time

    Do you have financial services compliance experience, and are you seeking a new job in London? We are looking for a Senior Compliance Associate to work with a thriving Compliance Consultancy and the collaborative role comes with an attractive salary of upto £45,000 and excellent benefits package including bonus, pension, healthcare, gym membership, study...