Compliance Associate
7 days ago
Barclay Simpson are currently recruiting for a Compliance Associate to join a highly successful, global asset manager in their London office. This is a role that will report into a highly experienced and adept line manager and you will be working on a global scale.
This role is focussed on Financial Promotions with some wider responsibilities across Marketing and Distribution compliance. This is not a solely UK focussed role but will be working across multiple jurisdictions so there is a great opportunity to learn about regulations in these jurisdictions. You will also be interacting with teams across the business so you will gain unrivalled stakeholder exposure.
The role requires someone with experience in Financial Promotions - this can be solely focussed on UK financial promotions regulation. The salary on offer is up £45,000 - £48,000 plus excellent benefits and bonus along with a very generous flexible working scheme.
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Associate Compliance Advisor
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeAssociate Compliance Advisor - Compliance Recruitment SolutionsRef:4090D4We are recruiting a compliance advisory manager for our client, a leading Investment Management Group. Providing advice and guidance to a portfolio of Appointed Representatives ("ARs"), duties will include:Leading ongoing and ad hoc tasks as required, in particular around signing off...
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Associate Compliance Advisor
3 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeAssociate Compliance Advisor - Compliance Recruitment SolutionsRef:4090D4We are recruiting a compliance advisory manager for our client, a leading Investment Management Group. Providing advice and guidance to a portfolio of Appointed Representatives ("ARs"), duties will include:Leading ongoing and ad hoc tasks as required, in particular around signing off...
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Compliance Analyst
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA dynamic leading law firm is seeking a Compliance Analyst to join their team in their London office. Within this role, you will assist in internal and external compliance issues, support senior management and assist with various AML projects.The ideal candidate has several years of experience in legal compliance, most desirably gained within the legal...
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Compliance Analyst
5 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA dynamic leading law firm is seeking a Compliance Analyst to join their team in their London office. Within this role, you will assist in internal and external compliance issues, support senior management and assist with various AML projects.The ideal candidate has several years of experience in legal compliance, most desirably gained within the legal...
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Risk & Compliance Paralegal
1 day ago
London, United Kingdom AJ Fox Compliance Full timeAn international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. The purpose of this role is to support the GC on all Risk & Compliance matters and projects. This is an...
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Compliance Analyst
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeThis range is provided by AJ FOX COMPLIANCE. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.Base pay rangeA dynamic leading law firm is seeking a Compliance Analyst to join their team in their London office. Within this role, you will assist in internal and external compliance issues, support senior...
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GRADUATE TRAINEE COMPLIANCE Associate
1 week ago
London, Greater London, United Kingdom Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Full timeGraduate Trainee Compliance Associate - 6 Months Experience in Financial Services (AML, Audit, Compliance, or Operations) RequiredThis role is based in London with a hybrid work model (3 days a week: T/W/Th). The position offers a base salary of £30K plus bonus and benefits. The successful candidate will join a leading Asset Manager, reporting to the Head...
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GRADUATE TRAINEE COMPLIANCE Associate
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Full timeGraduate Trainee Compliance Associate - 6 Months Experience in Financial Services (AML, Audit, Compliance, or Operations) RequiredThis role is based in London with a hybrid work model (3 days a week: T/W/Th). The position offers a base salary of £30K plus bonus and benefits. The successful candidate will join a leading Asset Manager, reporting to the Head...
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Risk Associate
2 weeks ago
London, United Kingdom AJ Fox Compliance Full timeOur client is a leading professional services firm seeking to hire a Risk Associate with a focus on regulations relating to the profession of lawyers in the jurisdictions in which the firm operates. This role is being offered as a 12-month fixed-term contract in London. **Key roles and responsibilities will include**: - Ensuring compliance with...
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Compliance Associate
1 week ago
London, Greater London, United Kingdom Black Swan Group Full timeDirect message the job poster from Black Swan GroupRecruiting Compliance, Legal, and Risk Professionals in LondonCompliance Associate – Private Equity - LondonCompany Overview:Our client is a private equity firm based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations...