Compliance Associate

7 days ago

London, United Kingdom Alchemy Prime Limited Full time

**What are we looking for?**

The Compliance Associate will be a member of the Compliance team and will successfully support the Head of Compliance. Your role would be to support all aspect of the MiFID business, including a variety of core compliance areas and technical AML assistance, assisting with regulatory reporting and ad hoc tasks that benefit the compliance function of Alchemy.

**Tasks and Responsibilities**
- Support implementation process through outsourced regulatory change identification sources. Ad hoc tasks on regulatory and general issues relating to a broad range of compliance-related topics, including in relation to MiFID II.
- Assist where required with the, editing and maintenance of accurate and up to date compliance records, registers and procedures.
- Gather and organise, or support in obtaining, all relevant information necessary for the preparation of assigned regulatory reports (non-accountancy based)
- Promoting the benefits of "good compliance" and supporting management in developing the business in an innovative manner whilst adding value by suggesting business practice improvements.
- Ensure appropriate documentation where assigned is dealt with in a timely and accurate manner.
- Providing full support to other team members and business areas as required.

**Skills required**
- Proactive, self-motivated, accurate, and well organised.
- Takes ownership of tasks, progresses them independently, and escalates to senior stakeholders when required.
- or have worked in a similarly FCA regulated firm.
- Excellent Microsoft Office skills required and experience of using a CRM system would be an advantage
- FCA, MIFID II, Client Money rules knowledge is advantageous.
- Clear, concise written and verbal communications skills; able to communicate with all levels of staff.
- Exceptional attention to detail and striving for excellence

**Salary**: £30,000.00-£35,000.00 per year

**Benefits**:

- Casual dress
- Company events
- Company pension
- Cycle to work scheme
- Gym membership
- Life insurance
- Private medical insurance
- Referral programme
- Sick pay

Schedule:

- Monday to Friday

Work Location: In person

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