Compliance Associate

GRADUATE TRAINEE COMPLIANCE ASSOCIATE - 6 MONTHS EXPERIENCE IN FINANCIAL SERVICES AML, AUDIT, COMPLIANCE OR OPERATIONS REQUIRED.£30K plus Bonus & Benefits Hybrid (London)Ref: 4104GOur client, a leading Asset Manager, is looking for an entry level Compliance Associate to join their growing team. Reporting to the Head of Compliance and working within a...

An international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. The purpose of this role is to support the GC on all Risk & Compliance matters and projects. This is an...

We are working with a progressive full-service law firm in Brighton. Our client is seeking a proactive Compliance Assistant to join their dynamic team.In this position, you'll be involved in vital tasks aimed at enhancing the firm's risk management processes, ensuring compliance with internal policies and legal regulations, and supporting due...

Maldon Partners are recruiting a **Compliance Associate **on a permanent basis for a market leading Fixed income Asset Management firm based in the city. The firm has a global reach with offices in London and NY and has a current AUM £18bn Hybrid working is on offer **The Role**: Reporting directly into the CCO the Compliance Associate will be...

Oliver James is partnered with UK leading Insurer in their search for a Compliance Associate to join the team. You will assist the Head of Compliance with maintaining an effective compliance structure across the organisation. Key responsibilities: - Liaising with the wider team concerning compliance issues. - Compliance and exception reporting, maintaining...

**Compliance Associate**: - London - £55,000 - £75,000 - Job type: Permanent - Sector: Asset Management & Funds - Job reference: JB41543 Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager in the private markets space. This is a rare opportunity to join a growing business and work on...

**Compliance Associate** Location: London, United Kingdom As a Compliance Associate, you will work closely with the Head of Compliance to uphold Theramex's compliance program in accordance with laws, regulations, and best practices. Additionally, you will assist the Pharmacien Responsable France in overseeing promotional activities, ensuring the accuracy...

**Compliance Associate - Asset Management** **London - Hybrid** **£50k - £60k** **Role Description**: An opportunity has arisen within an award winning fixed income boutique which is part of a global financial services Group. The role will be based in the City of London. With over £18bn under management, the company prides itself on the collaborative...

Social network you want to login/join with:Compliance Associate - Monitoring, LondonLocation: London, United KingdomJob Category:OtherEU work permit required:YesJob Views:1Posted:30.03.2025Expiry Date:14.05.2025Job Description:Compliance MonitoringA leading brokerage is seeking a Compliance Associate to join its growing Compliance Team. This opportunity is a...

Compliance Associate London £60,000 Job type: Permanent Sector: Financial Services Job reference: JM41779 Apply for this job Exciting new role for a compliance professional with a background in Energy, Insurance or Regulatory Consulting who has gained some experience in a second line function and has a good base of knowledge of the...

Compliance Associate RoleCompliance Associate role within a boutique Asset Management firm.About Our ClientOur client is a specialist active investment management company offering professional and institutional investors a range of fundamentally research-driven funds diversified by asset class, geography and sector specialisation.Job DescriptionOngoing...

Compliance Associate RoleCompliance Associate role within a boutique Asset Management firm.About Our ClientOur client is a specialist active investment management company offering professional and institutional investors a range of fundamentally research-driven funds diversified by asset class, geography and sector specialisation.Job DescriptionOngoing...

**Location: **City of London **Salary: **£28,000 - £35,000 per annum **About the Company**: City Credit Capital is a leading provider of Forex and CFD margin trading services. Headquartered in the City of London, with associate offices in Hong Kong and Latin America, we service a global client base of active investors. We are regulated and authorisedby...

Compliance Associate - Financial Services | Mayfair, LondonLocation: Mayfair, LondonSalary: Competitive + BenefitsIndustry: Financial Services (Investment Management & Brokerage)Are you looking to take the next step in your compliance career within a fast-paced and growing financial services firm? A well-established investment and brokerage firm, operating...

An elite private equity business is looking to add a Compliance Associate to its global team in London.Responsibilities include:Compliance monitoring, reporting, policy updates, and AML/KYC due diligence.Key Responsibilities:Support compliance monitoring, testing, and reporting.Prepare regulatory reports and maintain compliance logs.Assist with policy...

A prestigious, rapidly expanding hedge fund is looking to hire an exceptional Compliance Associate into their growing team.The firm has been established for many years and has performed increasingly well, doubling in both headcount and AUM. Headquartered in London, they have added global offices in New York and Asia, with exciting buildouts planned across...

**INVESTMENTS COMPLIANCE ASSOCIATE** **LONDON - 3 DAYS A WEEK WORK FROM HOME** **UP TO £45,000 + PROGRESSION + FANTASTIC BENEFITS** My client are a market leading Compliance Consultancy who support their clients across the financial services sector. They work with some fantastic clients ranging from SMEs and start ups to large corporates! Due to...

Compliance Associate Principal Responsibilities - Administer the SMCR certification process including maintaining and improving the process - Assist with other SMCR processes including reasonable steps - Provide guidance and assistance regarding SMCR to various internal stakeholders including HR and business /business management. - Assist in the maintenance...

An elite private equity business is looking to add a Compliance Associate to its global team in London.Responsibilities include:Compliance monitoring, reporting, policy updates, and AML/KYC due diligence.Key Responsibilities:Support compliance monitoring, testing, and reporting.Prepare regulatory reports and maintain compliance logs.Assist with policy...

Job Description Compliance Associate Up to £65k Hybrid working ( 2 days per week in London office)ASAP start date (permanent)Annual bonus The client is a well-established wealth management firm based in central London, providing financial services to private and institutional clients in the UK and South Africa. Currently has over £1 billion under...