Regulatory Compliance Expert
1 week ago
Goldman Sachs is a leading global investment bank and financial services company. Our division, Global Compliance, plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risks across the firm.
About the RoleWe are seeking an experienced Regulatory Compliance Expert to join our team as a Compliance Risk Analyst. This role will support the design and implementation of strategic and sustainable regulatory inventory and traceability processes, aligning and continuously evolving strategy for managing a Regulatory Inventory and mapping to relevant parts of the Risk Management Framework.
The successful candidate will have experience managing regulatory change and mapping activities across Compliance and the Firm globally, with a strong understanding of operational or compliance risk management. They will also be able to manage vendor content, including identifying opportunities for automation and engaging strategically for efficient and optimized vendor information.
Key Responsibilities- Support the design and implementation of strategic and sustainable regulatory inventory and traceability process
- Align and continuously evolve strategy for managing a Regulatory Inventory and mapping to relevant parts of the Risk Management Framework, including policies and controls
- Engage key stakeholders to make strategic decisions, prioritize implementation plans, and manage volumes
- Manage regulatory mapping activities across Compliance and the Firm globally
- Manage vendor content, including identifying opportunities for automation and engaging strategically for efficient and optimized vendor information
- Represent Compliance in first-line and second-line led remediation efforts
- 5+ years of experience in Financial Services, with risk, legal, compliance, and/or project management experience
- Bachelor's Degree
- Professional experience in handling various regulatory change objectives
- Advanced PowerPoint and Excel skills, with an ability to learn new tools quickly
- Program management and reporting capabilities
- Strong understanding of Compliance program mandates and Operational Risk Frameworks
- Exceptional analytical, problem-solving, critical thinking, and project management skills with a proven track record of execution against deadlines
- Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm, in particular, senior stakeholders
- Experience in delivering high-quality work products, reflecting attention to detail
- Multitasking and the ability to manage and advance multiple projects simultaneously
This salary range is based on national averages in the United States and may vary depending on location and qualifications.
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