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Regulatory Compliance Specialist

1 month ago

Birmingham, Birmingham, United Kingdom Royal Bank of Canada> Full time
Job Summary

We are seeking a skilled Regulatory Compliance Specialist to join our team as an Advisor Oversight expert. In this role, you will work closely with line managers to create shared goals and objectives for the management of performance and risk.

The successful candidate will be responsible for developing strong relationships with key stakeholders at all levels, providing expert counsel on advisor competency and development. You will also analyze MI/Data and use critical thinking to identify patterns and investigate root causes, providing expert advice on remedial actions.