Compliance Risk Manager

4 weeks ago


Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.

The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes of conduct.

Main Responsibilities:

  1. Compliance Policy Development: Develop and implement compliance policies and procedures to ensure regulatory compliance.
  2. Risk Assessment: Conduct regular risk assessments to identify and mitigate potential risks.
  3. Compliance Training: Provide training to employees on compliance policies and procedures.
  4. Compliance Monitoring: Monitor compliance with regulatory requirements and internal policies.
  5. Compliance Reporting: Prepare and submit compliance reports to management and regulatory bodies.

A solid understanding of quality standards is desirable but not essential, and prior experience within a managerial position would be advantageous to this role.



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