Compliance Risk Manager

1 month ago


Birmingham, Birmingham, United Kingdom Goldman Sachs Group, Inc. Full time
Job Summary

We are seeking a highly skilled Compliance Risk Manager to join our team at Goldman Sachs. As a key member of our Internal Audit group, you will be responsible for assessing the effectiveness of our governance processes and controls, and identifying areas for improvement.

Key Responsibilities:

  • Conduct risk assessments and audits to ensure compliance with regulatory requirements and internal policies
  • Develop and implement control measures to mitigate risk
  • Collaborate with business stakeholders to identify and address control gaps
  • Monitor and report on the effectiveness of our governance processes and controls

Requirements:

  • 9+ years of experience in compliance, risk management, or internal audit
  • Strong knowledge of financial markets, products, and services
  • Ability to analyze complex data and identify trends
  • Excellent communication and interpersonal skills

About Goldman Sachs

At Goldman Sachs, we are committed to helping our clients, shareholders, and communities grow. We are a leading global investment banking, securities, and investment management firm with a rich history dating back to 1869.



  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a skilled Risk and Compliance Expert to join our dynamic AJ FOX COMPLIANCE team in Birmingham. In this role, you will work closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Responsibilities:Liaise with stakeholders regarding risk-related issues.Assist senior staff with strategic and operational issues...

  • Compliance Manager

    4 weeks ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...


  • Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full time

    HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring the firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE.This role will involve working closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Some key responsibilities include:Liaising with stakeholders regarding risk-related issuesAssisting senior staff with strategic and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    The AJ Fox Compliance team is seeking a highly skilled Compliance Manager/Director to oversee the firm's risk management and compliance policies, controls, and procedures. As a key member of our team, you will ensure that all regulatory standards and regulations are met.Main Responsibilities:Analyse systems to ensure compliance with best practiceOversee risk...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...


  • Birmingham, Birmingham, United Kingdom Hiring People Full time

    Join us at Hiring People, a dynamic recruitment agency based in Birmingham, as we seek an experienced Compliance Risk Manager to oversee our compliance operations.This exciting opportunity involves managing compliance risks, developing risk-based approaches to compliance, and leading projects to implement best practices in compliance management. If you have...


  • Birmingham, Birmingham, United Kingdom The Schools of King Edward VI in Birmingham Full time

    Job Title: Compliance Risk ManagerWe are seeking a highly skilled Compliance Risk Manager to join our team at The Schools of King Edward VI in Birmingham. As a key member of our risk management team, you will play a crucial role in ensuring the effective implementation of our risk assurance framework across the organization.Main Responsibilities:Develop and...


  • Birmingham, Birmingham, United Kingdom Bell Cornwall Recruitment Full time

    The Compliance Manager will be responsible for ensuring the firm's risk management and compliance meets with all necessary standards and regulations.Key Responsibilities:Promote and support the embedding of a culture of compliance.Provide coaching to members of the wider team.Provide technical advice on compliance issues.Conduct compliance risk assessment...


  • Birmingham, Birmingham, United Kingdom Lloyds Bank plc Full time

    Compliance Risk ManagerJob Summary: We are seeking a Compliance Risk Manager to support the development and execution of our new compliance program. The successful candidate will provide governance support to the Head of Function on overseeing our approach and implementation of compliance policies, appetite, and control objectives.Key...


  • Birmingham, Birmingham, United Kingdom Inizio Full time

    About the Role:We are seeking a highly skilled Compliance Manager to join our team at Inizio Engage. As a Compliance Manager, you will be responsible for ensuring that our risk management and compliance frameworks meet all necessary standards and regulations.Key Responsibilities:Culture of Compliance:Promote and embed a culture of compliance throughout the...


  • Birmingham, Birmingham, United Kingdom Risk & Insurance Management Society Inc Full time

    About the RoleWe are seeking a highly skilled Risk Management Strategist to join our team. This is an exciting opportunity for a dynamic and risk-aware individual to design and shape our Third Party control framework.Key ResponsibilitiesEnable the division to comply with the Firmwide Third Party Risk and Control Framework and associated programs.Provide...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Group, Inc. Full time

    Job SummaryWe are seeking a highly organized and detail-oriented Compliance Risk Manager to join our team at Goldman Sachs Group, Inc. The successful candidate will be responsible for managing the firm's compliance, regulatory, and reputational risks by ensuring adherence to laws, rules, and regulations.Key ResponsibilitiesManage audits and inquiries,...


  • Birmingham, Birmingham, United Kingdom SF Recruitment (Birmingham) Careers Full time

    Job Title: Risk and Compliance ManagerJob Summary:SF Recruitment (Birmingham) Careers is seeking a highly skilled Risk and Compliance Manager to join our team in Birmingham. The successful candidate will be responsible for managing risk and policy activities, preparing reports for committees and boards, and collaborating with staff to ensure prompt action on...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...