Compliance Manager Position

4 weeks ago


Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

AJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.

The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes of conduct.

The key responsibilities of this role include:

  • Analysing systems to ensure compliance with best practice
  • Overseeing risk and compliance management strategies and programs
  • Investigating compliance issues
  • Advising on compliance issues such as CDD, conflicts of interest, GDPR, and AML
  • Leading risk assessment training for the wider team
  • Answering queries from the onboarding team
  • Liaising with external compliance partners, regulators, and auditors
  • Conducting internal reviews and audits

A solid understanding of quality standards is desirable but not essential, and prior experience within a managerial position would be advantageous to this role.

The ideal candidate is a driven, detail-oriented, collaborative worker who thrives under pressure. A confident communicator, both verbally and orally, with excellent IT, analytical, and organisational skills will excel in this role.



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