Regulatory Compliance Solicitor
4 weeks ago
We are seeking a highly skilled Regulatory Compliance Solicitor to join our team in Birmingham. As a key member of our Wealth Management business, you will provide expert advice on the legal and regulatory framework for our transaction-focused businesses.
Key Responsibilities:
- Advising on the current regulatory regime in the EU and UK, working closely with internal and external counsel in other jurisdictions.
- Providing product-based advice on pre and post-insolvency enforceability for securities and asset-based lending.
- Supporting Private Wealth Advisors on all aspects of the client relationship, from pitches to structuring accounts and negotiating transaction documentation.
- Liaising with WM Compliance professionals on a wide range of lending and trading issues, such as interpretation of regulations and significant transactions.
- Implementing regulations affecting the transaction businesses, introducing new policies in response to new legislation and revising current policies to meet business needs.
Requirements:
- Qualified lawyers with 2-4 years of post-qualification experience, either with a reputable law firm or as in-house counsel.
- Knowledge of the legal and regulatory framework pertaining to securities and asset-based lending.
- Good English language skills and knowledge of another major European language a plus.
About Goldman Sachs:
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and communities grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
-
Senior Risk and Compliance Solicitor
4 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly skilled Senior Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...
-
Regulatory Compliance Professional
10 hours ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...
-
Regulatory Law Solicitor
4 weeks ago
Birmingham, Birmingham, United Kingdom BCL Legal Full timeBCL Legal is pleased to be assisting a top-ranked national law firm seeking a Litigation, Regulatory and Public Law Solicitor to join its team in Birmingham. This Solicitor opportunity is offered on a full or part-time (4 days a week), permanent basis with flexible working options and hybrid working as standard. Excellent salary and benefits.As a Litigation,...
-
Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full timeHSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...
-
Compliance Risk Manager
4 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...
-
Regulatory Law Solicitor
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Solicitor, NQ – 3 Years PQE, BirminghamWe are seeking a Regulatory Solicitor with up to 3 Years PQE in Health & Safety, Inquests, or Motor Crime to join our team.The ideal candidate will have a flexible approach to work and be able to adapt to different tasks, including assisting with business development initiatives such as delivering training,...
-
Healthcare Regulatory Solicitor
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeHealthcare Regulatory Solicitor OpportunityWe are seeking an experienced Healthcare Regulatory Solicitor to join our team. The ideal candidate will have a strong background in clinical negligence claims and be able to manage a caseload of litigated and pre-litigated cases.Key Responsibilities:Manage defendant clinical negligence claims.Oversee a case load of...
-
Birmingham, Birmingham, United Kingdom eNL Legal Recruitment Full timeJob Title: Regulatory Solicitor Career Advancement OpportunityAbout the Role:eNL Legal Recruitment is seeking an experienced Regulatory Solicitor to join our team in Birmingham. As a Regulatory Solicitor, you will be responsible for advising clients across various sectors, including health, public sector, corporations, and individuals. Key Responsibilities:...
-
Compliance Manager
3 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeWe are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...
-
Regulatory Compliance Expert
5 days ago
Birmingham, Birmingham, United Kingdom Goldman Sachs Full timeAbout Goldman SachsGoldman Sachs is a leading global investment bank and financial services company. Our division, Global Compliance, plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risks across the firm.About the RoleWe are seeking an experienced Regulatory Compliance Expert to join our team as a...
-
Aircraft Compliance Specialist
3 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...
-
Compliance Manager/Director
3 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeThe AJ Fox Compliance team is seeking a highly skilled Compliance Manager/Director to oversee the firm's risk management and compliance policies, controls, and procedures. As a key member of our team, you will ensure that all regulatory standards and regulations are met.Main Responsibilities:Analyse systems to ensure compliance with best practiceOversee risk...
-
Compliance Manager Position
4 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes...
-
Compliance Manager Position
4 weeks ago
Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...
-
Birmingham, Birmingham, United Kingdom eNL Legal Recruitment Full timeWe are looking for a motivated and skilled solicitor to join our team as a Regulatory Solicitor in Birmingham. The role involves advising clients across various sectors, including health, public sector, corporations, and individuals. The successful candidate will have up to 3 years of experience in Health & Safety, Inquests, or Motor Crime.The position...
-
Regulatory Compliance Manager
3 weeks ago
Birmingham, Birmingham, United Kingdom Deutsche Bank CWS Full timeWe are AMS, a global workforce solutions firm that helps organisations thrive in times of change. Our Contingent Workforce Solutions (CWS) service supports clients by providing professional interim solutions and temporary resources.Job description - the roleOur client, Deutsche Bank, is a leading global financial institution. We are seeking a highly skilled...
-
Birmingham, Birmingham, United Kingdom Gowling WLG Full timeAbout the RoleWe are seeking an experienced senior lawyer to join our General Counsel team as Head of Compliance, providing strategic leadership and ensuring compliance with legal, regulatory, and professional obligations.This role requires a qualified individual with significant experience in compliance and regulatory law, preferably within the context of...
-
Regulatory Compliance Officer
4 days ago
Birmingham, Birmingham, United Kingdom Simpson Judge Ltd Full timeSimpson Judge Ltd, a multi-office law firm based in central Birmingham, seeks an experienced Compliance Manager to join their internal HR and Management team. This role is crucial in ensuring the security of the firm from a compliance and regulatory perspective.Job Summary:The successful candidate will be responsible for managing all compliance activities...
-
Birmingham, Birmingham, United Kingdom eNL Legal Recruitment Full timeWe are seeking a motivated and skilled Regulatory Solicitor to join our team at eNL Legal Recruitment. This is an excellent opportunity for a solicitor to advance their career in a challenging and rewarding environment.The role involves advising clients across various sectors, including health, public sector, corporations, and individuals. You will work...
-
Regulatory Compliance Specialist
4 weeks ago
Birmingham, Birmingham, United Kingdom Apex Nationwide Ltd Full timeWe are seeking a Compliance Officer to ensure compliance with relevant regulations and standards, focusing on retrofit projects. The ideal candidate will have experience in retrofit assessment and retrofit coordination.Key Responsibilities:Conduct retrofit compliance assessments for projects.Coordinate and implement retrofit policies across...