Regulatory Compliance Solicitor

4 weeks ago


Birmingham, Birmingham, United Kingdom Goldman Sachs Full time
Regulatory Compliance and Wealth Management

We are seeking a highly skilled Regulatory Compliance Solicitor to join our team in Birmingham. As a key member of our Wealth Management business, you will provide expert advice on the legal and regulatory framework for our transaction-focused businesses.

Key Responsibilities:

  • Advising on the current regulatory regime in the EU and UK, working closely with internal and external counsel in other jurisdictions.
  • Providing product-based advice on pre and post-insolvency enforceability for securities and asset-based lending.
  • Supporting Private Wealth Advisors on all aspects of the client relationship, from pitches to structuring accounts and negotiating transaction documentation.
  • Liaising with WM Compliance professionals on a wide range of lending and trading issues, such as interpretation of regulations and significant transactions.
  • Implementing regulations affecting the transaction businesses, introducing new policies in response to new legislation and revising current policies to meet business needs.

Requirements:

  • Qualified lawyers with 2-4 years of post-qualification experience, either with a reputable law firm or as in-house counsel.
  • Knowledge of the legal and regulatory framework pertaining to securities and asset-based lending.
  • Good English language skills and knowledge of another major European language a plus.

About Goldman Sachs:

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and communities grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.



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