Regulatory Compliance Officer

Compliance Manager PositionWe're seeking a highly skilled Regulatory Compliance Officer to join our team at QED Legal LLP.This role involves leading compliance for the firm, including managing a small team. You will be responsible for ensuring the firm's risk management and compliance are up-to-date, and you'll oversee the implementation of training,...

Compliance OfficerBirmingham-BasedOur partner, QED Legal, is an international law firm with a presence across the UK, EMEA, and APAC. With a growing business, their compliance team is thriving and continuing to grow. They are now seeking a Compliance Officer to join their team, reporting directly to the Head of Compliance.You will work within a sub-team of...

Compliance OfficerBirmingham-BasedOur partner, an international law firm, is seeking a Compliance Officer to join their thriving compliance team, reporting directly to the Head of Compliance.You will work within a sub-team of the Compliance function, focusing on non-AML regulatory work. Your responsibilities will include:Writing and amending policies and...

Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...

Compliance Officer RoleBirmingham-based law firm seeks a Compliance Officer to join their team. As a key member of the Compliance function, you will be responsible for writing and amending policies and procedures, supporting Lexcel, ISO, and CQS accreditations, and maintaining relationships with regulators such as SRA and RICS.You will work closely with the...

Compliance Officer RoleThis is an exciting opportunity to join QED Legal as a Compliance Officer, reporting directly into the Head of Compliance. The Compliance team is thriving and growing, and we're looking for someone to join our sub-team working on non-AML regulatory work.Key Responsibilities• Write and amend policies and procedures• Support across...

HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...

AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...

Oliver James Associates Ltd. is partnering with a leading global insurance company to recruit a Compliance Analyst for their Midlands office. This role offers an excellent opportunity for individuals seeking to develop their compliance expertise in the insurance sector.The successful candidate will work closely with the Compliance Manager and support the...

Our ImpactAt Goldman Sachs, we are committed to preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm. Our division plays a critical role in strengthening the firm's culture of compliance by assessing compliance, regulatory, and reputational risk; monitoring for compliance with new or amended laws, rules, and...

We are seeking a Compliance Officer to ensure compliance with relevant regulations and standards, focusing on retrofit projects. The ideal candidate will have experience in retrofit assessment and retrofit coordination.Key Responsibilities:Conduct retrofit compliance assessments for projects.Coordinate and implement retrofit policies across...

Regulatory Affairs Officer RoleRussell Taylor Group Ltd is a leading chemical manufacturing company seeking an experienced Regulatory Affairs Officer to join our global team.Competitive Salary: £60,000 - £80,000 per annum (dependent on experience)Job OverviewThe successful candidate will play a key role in ensuring compliance with national regulations...

This Chief Compliance Officer role in a regional wealth management firm offers the opportunity to lead and develop compliance processes to meet regulatory requirements.As Chief Compliance Officer, you will be responsible for implementing and maintaining effective compliance policies and procedures.You will also be accountable for reporting to the FCA and...

We are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...

About Goldman SachsGoldman Sachs is a leading global investment bank and financial services company. Our division, Global Compliance, plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risks across the firm.About the RoleWe are seeking an experienced Regulatory Compliance Expert to join our team as a...

About the Role:We're seeking a seasoned lawyer to lead our Compliance Team at Gowling WLG, promoting regulatory excellence and ensuring seamless operations.As Head of Regulatory Compliance, you'll be responsible for managing the Compliance Team, driving regulatory compliance, and fostering a culture of excellence.Key responsibilities include:Developing and...

Zen Fundraising is a dynamic and expanding company that values integrity, teamwork, and excellence. As a Compliance Officer, you will be responsible for ensuring our fundraising activities meet the highest standards of compliance and ethics.About the JobThis is a part-time, permanent role with flexible working hours (four days a week) and a competitive...

AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Simpson Judge Ltd.This is an exciting opportunity for a motivated individual to play a key role in ensuring the security of our firm from a compliance and regulatory perspective.

The AJ Fox Compliance team is seeking a highly skilled Compliance Manager/Director to oversee the firm's risk management and compliance policies, controls, and procedures. As a key member of our team, you will ensure that all regulatory standards and regulations are met.Main Responsibilities:Analyse systems to ensure compliance with best practiceOversee risk...