Regulatory Compliance Professional

5 hours ago


Birmingham, Birmingham, United Kingdom Oliver James Associates Ltd. Full time

Oliver James Associates Ltd. is partnering with a leading global insurance company to recruit a Compliance Analyst for their Midlands office. This role offers an excellent opportunity for individuals seeking to develop their compliance expertise in the insurance sector.

The successful candidate will work closely with the Compliance Manager and support the wider compliance team, consisting of three officers. The position involves working two days a week in the office and three days remotely, allowing for a balance between collaboration and flexibility.

The primary responsibilities of this role include:

  1. Monitoring and assessing regulatory requirements and internal compliance policies
  2. Supporting the development, implementation, and maintenance of compliance procedures
  3. Staying up-to-date on changes in industry regulations and laws
  4. Assisting in preparing compliance reports and documentation
  5. Participating in compliance training sessions
  6. Maintaining and reviewing compliance policy documents

This position requires strong multitasking skills, as the successful candidate will act as the point of contact for the compliance team. A background in compliance within the insurance sector is preferred, but not essential.

The estimated salary for this role is £45,000-£55,000 per annum, depending on experience. This figure reflects the competitive compensation package offered by the company, taking into account the job's requirements and the local market conditions.



  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description:AJ FOX COMPLIANCE is seeking a skilled Regulatory Compliance Professional to join their team in Birmingham. This key role will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.Main Responsibilities:Analyze systems to ensure...


  • Birmingham, Birmingham, United Kingdom HSL Compliance Limited. Full time

    HSL Compliance Limited seeks an experienced Regulatory Compliance and Risk Management Professional to assist the HSEQ Director in managing health, safety, environmental, quality, compliance, and technical matters.Key Responsibilities:Conduct technical surveys on equipment such as dosing systems and cooling towers to ensure staff competence and adherence to...


  • Birmingham, Birmingham, United Kingdom Simpson Judge Ltd Full time

    Job OverviewSimpson Judge Ltd, a respected legal firm in Birmingham City Centre, is seeking a dedicated Regulatory Compliance Professional to ensure the security and integrity of our operations.


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...

  • Compliance Manager

    3 weeks ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a skilled Compliance Manager to join our team at AJ FOX COMPLIANCE. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and have a good working knowledge of relevant laws, regulations, and codes of conduct.The main purpose of this role is to ensure that all risk management and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE in Birmingham requires a Compliance Manager to ensure risk management and compliance policies meet regulatory standards.The ideal candidate has experience in risk and compliance roles at law or professional services firms, and a good understanding of laws, regulations, and codes of conduct.Analyse systems for best practice complianceOversee...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    About Goldman SachsGoldman Sachs is a leading global investment bank and financial services company. Our division, Global Compliance, plays a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risks across the firm.About the RoleWe are seeking an experienced Regulatory Compliance Expert to join our team as a...


  • Birmingham, Birmingham, United Kingdom Simpson Judge Ltd Full time

    Simpson Judge Ltd, a multi-office law firm based in central Birmingham, seeks an experienced Compliance Manager to join their internal HR and Management team. This role is crucial in ensuring the security of the firm from a compliance and regulatory perspective.Job Summary:The successful candidate will be responsible for managing all compliance activities...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws, regulations, and codes...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAJ FOX COMPLIANCE is seeking a Compliance Manager to ensure that all risk management and compliance policies, controls, and procedures meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom Goldman Sachs Full time

    Regulatory Compliance and Wealth ManagementWe are seeking a highly skilled Regulatory Compliance Solicitor to join our team in Birmingham. As a key member of our Wealth Management business, you will provide expert advice on the legal and regulatory framework for our transaction-focused businesses.Key Responsibilities:Advising on the current regulatory regime...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank CWS Full time

    We are AMS, a global workforce solutions firm that helps organisations thrive in times of change. Our Contingent Workforce Solutions (CWS) service supports clients by providing professional interim solutions and temporary resources.Job description - the roleOur client, Deutsche Bank, is a leading global financial institution. We are seeking a highly skilled...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring the firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom Simpson Judge Ltd Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Simpson Judge Ltd.This is an exciting opportunity for a motivated individual to play a key role in ensuring the security of our firm from a compliance and regulatory perspective.


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    The AJ Fox Compliance team is seeking a highly skilled Compliance Manager/Director to oversee the firm's risk management and compliance policies, controls, and procedures. As a key member of our team, you will ensure that all regulatory standards and regulations are met.Main Responsibilities:Analyse systems to ensure compliance with best practiceOversee risk...


  • Birmingham, Birmingham, United Kingdom QED Legal Full time

    Compliance OfficerBirmingham-BasedOur partner, QED Legal, is an international law firm with a presence across the UK, EMEA, and APAC. With a growing business, their compliance team is thriving and continuing to grow. They are now seeking a Compliance Officer to join their team, reporting directly to the Head of Compliance.You will work within a sub-team of...

  • Compliance Officer

    1 month ago


    Birmingham, Birmingham, United Kingdom QED Legal LLP Full time

    Compliance OfficerBirmingham-BasedOur partner, an international law firm, is seeking a Compliance Officer to join their thriving compliance team, reporting directly to the Head of Compliance.You will work within a sub-team of the Compliance function, focusing on non-AML regulatory work. Your responsibilities will include:Writing and amending policies and...


  • Birmingham, Birmingham, United Kingdom Russell Taylor Group Ltd Full time

    Regulatory Affairs Officer RoleRussell Taylor Group Ltd is a leading chemical manufacturing company seeking an experienced Regulatory Affairs Officer to join our global team.Competitive Salary: £60,000 - £80,000 per annum (dependent on experience)Job OverviewThe successful candidate will play a key role in ensuring compliance with national regulations...

  • Compliance Officer

    1 month ago


    Birmingham, Birmingham, United Kingdom BTA Full time

    Compliance Officer RoleBirmingham-based law firm seeks a Compliance Officer to join their team. As a key member of the Compliance function, you will be responsible for writing and amending policies and procedures, supporting Lexcel, ISO, and CQS accreditations, and maintaining relationships with regulators such as SRA and RICS.You will work closely with the...