Chief Compliance Officer

3 weeks ago


Birmingham, Birmingham, United Kingdom Premier Jobs UK Limited Full time

This Chief Compliance Officer role in a regional wealth management firm offers the opportunity to lead and develop compliance processes to meet regulatory requirements.

As Chief Compliance Officer, you will be responsible for implementing and maintaining effective compliance policies and procedures.

You will also be accountable for reporting to the FCA and ensuring the firm meets all necessary regulatory requirements.

Key responsibilities include:

  • Developing and implementing compliance processes and procedures.
  • Ensuring the firm meets all regulatory requirements.
  • Reporting to the FCA and maintaining all necessary records.


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