Financial Compliance Specialist

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Compliance Professionals is seeking a seasoned Financial Crime Specialist to join our team in the city. With a strong track record in 2nd line of defence, this individual will be responsible for performing compliance controls and implementing policies to mitigate financial crime risks.The ideal candidate will have at least 5 years of experience in AML &...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job SummaryWe are seeking an experienced Tax Compliance Specialist to join our team at Cer Financial Ltd.This role will be responsible for assisting the Tax Manager with the preparation and filing of all UK and Overseas tax returns, working collaboratively with professional advisors and Atrium staff.

At Compliance Professionals, we are currently seeking a highly skilled Anti-Money Laundering Compliance Specialist to join our team as a Vice President. This is a 12-month fixed-term contract opportunity.About the RoleThis role will be part of our EMEA Financial Crime Team, responsible for managing the financial crime compliance program, including Anti-Money...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job Description:As a Financial Reporting Specialist, you will play a crucial role in managing financial reporting for our clients in the EMEA region. This includes preparing and reviewing financial statements, managing regulatory reports, and ensuring compliance with relevant laws and regulations.The ideal candidate will have recently qualified as an...

Established in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...

Job OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...

About the RoleAs a Senior Compliance Monitoring Specialist at Compliance Recruitment Solutions, you will play a critical role in ensuring the effectiveness of our compliance monitoring programme. Your primary responsibilities will include:Key ResponsibilitiesAssisting in the delivery of the annual compliance monitoring programme by undertaking agreed...