Compliance Expert for Financial Institutions

About 1LoD1LoD is a leading provider of events and information on non-financial risk in financial institutions.We have pioneered conferences for front-office control and surveillance functions across major global cities, including London, New York, and Hong Kong.Our Events and ReportsOur events and reports cover all aspects of non-financial risk, from...

Role OverviewWe are seeking a highly skilled Compliance Expert to join our team at SGS Société Générale de Surveillance SA. This role will be responsible for ensuring the highest standards of compliance in our financial services business, covering wholesale banking activities.Job DescriptionThe successful candidate will have a minimum of 5 years'...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

We're seeking an experienced Expert Financial Institutions Underwriter to join our team at IQUW. As a specialist in underwriting Financial Institution business, you will be responsible for delivering high-quality underwriting solutions across our global client base.Key responsibilities will include:Developing and implementing underwriting strategies to meet...

About the RoleThe Financial Institutions Advisory Expert will be responsible for assisting in the origination and execution of transactions across the Financial Institutions sector (M&A, ECM, Acquisition Finance). This includes preparing and pitching presentations for clients, investors, and the broader investment community.

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Job OverviewWe are seeking a highly skilled Strategic Finance Expert to join our team at an esteemed arts institution in Central London.

Mandarin Recruitment is seeking a talented Regulatory Compliance Officer - Financial Institutions to support the COO/CCO and assume responsibility for compliance, financial crime prevention, and regulatory reporting. The successful candidate will have experience managing day-to-day compliance activities across diverse business lines and generating reports to...

CER Financial, a leading international bank based in the City of London, is recruiting a highly skilled Banking Compliance Expert to join their team.The ideal candidate will have extensive knowledge of financial crime systems and controls, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000 per annum.About CER...

Job DescriptionSenior Compliance AnalystWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Twenty84, an FX payments company based in London. This is a fantastic opportunity to apply your expertise in regulatory compliance and contribute to shaping the regulatory framework for our forward-thinking organization.What We Offer:A...

Citi is seeking a highly experienced Regulatory Compliance Expert to join our team in the Product Compliance Risk Management department.Job DescriptionServes as a senior function/business/product compliance risk manager responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or...

Compliance, Risk and Oversight Officer (CROO)Job Summary: We are seeking a Compliance, Risk & Oversight Officer for our company who will work closely with the Risk and Compliance Officer. The role will be a primary control function for the company.About Us: Fire Financial Services Limited is a leading FinTech firm working with thousands of businesses and...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

About the Role:We are seeking a highly skilled Credit Risk Expert to join our team at Datatech Analytics. As a key member of our consulting firm, you will be responsible for providing expert advice on credit risk management to our clients in the financial services industry.Responsibilities:- Develop and implement credit risk models for wholesale IRB clients-...

Company Overview">Lifelancer is a talent-hiring platform that connects skilled professionals with exciting opportunities in the Life Sciences, Pharma, and IT sectors.">About the Project">We are partnering with a pioneering challenger bank that's expanding globally and undergoing a transformation across all aspects of their business.">The bank is looking to...

W Executive is seeking a highly skilled Institutional Sales Expert to join their team in Europe. As a key member of the sales team, you will be responsible for promoting ETF products to institutional clients and driving business growth through strategic sales planning and execution.ResponsibilitiesIdentify and engage potential clients, presenting tailored...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...