Compliance Director for Financial Institutions

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

**Job Description:** Tax Director for Financial InstitutionsWe are seeking an experienced Tax Director to lead our FS Tax team in London. As a key member of our leadership team, you will be responsible for delivering a broad range of tax advisory and compliance services to clients, including advice on complex areas of tax law, M&A transactions, cross-border...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

About the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...

Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

About 1LoD1LoD is a leading provider of events and information on non-financial risk in financial institutions.We have pioneered conferences for front-office control and surveillance functions across major global cities, including London, New York, and Hong Kong.Our Events and ReportsOur events and reports cover all aspects of non-financial risk, from...

Job Overview">The Amicorp Group seeks a highly experienced Compliance professional to lead the Compliance function for its newly formed Electronic Money Institution (EMI), AmiMoney Ltd.This role requires an individual with proven experience in Compliance and risk management, particularly in financial services, cross-border payments, and business-to-business...

Eviden, an Atos business, is a next-generation digital services powerhouse. We are seeking a highly skilled Senior Technical Director - Financial Institutions to join our team and drive digital transformation initiatives for major financial institutions.The role requires a strong technical background across Digital, Cloud, Data, and emerging technologies,...

Mandarin Recruitment is seeking a talented Regulatory Compliance Officer - Financial Institutions to support the COO/CCO and assume responsibility for compliance, financial crime prevention, and regulatory reporting. The successful candidate will have experience managing day-to-day compliance activities across diverse business lines and generating reports to...

Role OverviewWe are seeking a highly skilled Compliance Expert to join our team at SGS Société Générale de Surveillance SA. This role will be responsible for ensuring the highest standards of compliance in our financial services business, covering wholesale banking activities.Job DescriptionThe successful candidate will have a minimum of 5 years'...

Lipson Lloyd-Jones seeks Senior Compliance Officer for Financial InstitutionsThis exciting opportunity requires an experienced professional with a proven track record in financial regulation and compliance.As a Senior Compliance Officer, you will be responsible for developing and implementing effective compliance policies and procedures to ensure that our...

Job Title: Senior Financial Institutions UnderwriterWe are seeking a highly skilled Senior Financial Institutions Underwriter to join our team at Aviva plc. The successful candidate will be responsible for underwriting Financial Institutions insurance lines, including Directors and Officers Insurance, Financial Institutions Crime and Bankers Blanket Bonds,...

Job OverviewWe are seeking an experienced Financial Institution Restructuring Specialist to join our team at Bydand Recruitment Group. This is a fantastic opportunity to work with financial institutions, insolvency practitioners, large corporates, directors, private equity sponsors, and other stakeholders on a wide range of restructuring and...

Job SummaryWe are seeking a seasoned Compliance Director to drive our financial services operations with a focus on consumer voice. As a key member of our team, you will build relationships with authorities, payment schemes, and regulators to stay at the forefront of Financial Crime trends. You will oversee our UK Compliance team, working closely with...

Senior Financial Institutions UnderwriterThe successful candidate will be responsible for underwriting Financial Institutions insurance lines, including Directors and Officers Insurance, Financial Institutions Crime and Bankers Blanket Bonds, Financial Institutions Professional Indemnity and Employment Practices Liability insurance. This role requires a deep...

We are seeking a Senior Sales Manager/VP/Associate Director to lead our UK Wholesale business in Asset Management. The successful candidate will have a strong background in intermediary sales and a proven track record of driving growth in the UK market.Job DescriptionThis role is responsible for developing and executing a sales strategy that targets Global...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

We are looking for a highly skilled Regulatory Compliance Lawyer to join our team at Lipson Lloyd-Jones.The successful candidate will advise banks, investment firms, asset managers, market infrastructure providers and other financial institutions on financial services law and regulation, including all major UK/EU regulatory regimes.Key responsibilities...