Compliance Officer for Financial Institutions

Lipson Lloyd-Jones seeks Senior Compliance Officer for Financial InstitutionsThis exciting opportunity requires an experienced professional with a proven track record in financial regulation and compliance.As a Senior Compliance Officer, you will be responsible for developing and implementing effective compliance policies and procedures to ensure that our...

Mandarin Recruitment is seeking a talented Regulatory Compliance Officer - Financial Institutions to support the COO/CCO and assume responsibility for compliance, financial crime prevention, and regulatory reporting. The successful candidate will have experience managing day-to-day compliance activities across diverse business lines and generating reports to...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...

Job SummaryWe are looking for a talented Compliance Director to lead our financial institutions compliance program. As Head of Compliance, you will be responsible for developing and maintaining a robust compliance framework that meets regulatory requirements.Main Objectives:Design and implement a comprehensive compliance program that prevents financial...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Job Summary: We are seeking a highly skilled Financial Services Compliance Officer to join our team at The Compliance Professionals. As a key member of the organization, you will be responsible for ensuring that our wealth management services meet the highest standards of compliance and risk management.About the Role:- You will conduct ongoing assessments of...

Role OverviewWe are seeking a highly skilled Compliance Expert to join our team at SGS Société Générale de Surveillance SA. This role will be responsible for ensuring the highest standards of compliance in our financial services business, covering wholesale banking activities.Job DescriptionThe successful candidate will have a minimum of 5 years'...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Job Overview">The Amicorp Group seeks a highly experienced Compliance professional to lead the Compliance function for its newly formed Electronic Money Institution (EMI), AmiMoney Ltd.This role requires an individual with proven experience in Compliance and risk management, particularly in financial services, cross-border payments, and business-to-business...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

OverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.

Job DescriptionWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team on a permanent basis. As a key member of our compliance team, you will be responsible for developing and maintaining a robust compliance framework, managing relationships with regulators, and chairing the Compliance and Conduct Committee.

We are currently hiring a Compliance Expert for Financial Institutions to support our clients in navigating the complex world of financial regulations. As a key member of our advisory team, you will work closely with clients to understand their specific regulatory needs and develop tailored solutions to address these challenges.The successful candidate will...

Job DescriptionWe are seeking a highly skilled Compliance Specialist for Financial Institutions to join our team. As a key member of the Risk & Compliance function, you will be responsible for providing compliance advice and guidance to stakeholders across the organization.The successful candidate will have several years' experience in compliance,...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

About the RoleWe are seeking an experienced Compliance Executive to join our team at Compliance Professionals. The ideal candidate will have a strong background in compliance monitoring and reporting, with experience in reviewing marketing and financial promotions.The successful candidate will be responsible for overseeing breaches, errors, and complaints,...

About the RoleWe are seeking an experienced Compliance & Money Laundering Reporting Officer to join our team at Compliance Professionals. As a member of our compliance department, you will play a critical role in ensuring that our company maintains its high standards of compliance and regulatory adherence.The ideal candidate will have a deep understanding of...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...