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Compliance Governance Specialist

1 month ago

London, Greater London, United Kingdom Compliance Professionals Full time

Established in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.

Job Overview

The Compliance Monitoring Analyst will be responsible for conducting second-line compliance monitoring and testing to ensure that the firm adheres to all applicable regulations, policies, and procedures. This role requires strong attention to detail and effective communication skills to collaborate with cross-functional teams.

Key Responsibilities:

  • Conducting thorough reviews of compliance policies and procedures to identify areas for improvement.
  • Developing and implementing effective compliance monitoring plans to mitigate risks.
  • Investigating and analyzing compliance issues, providing recommendations for corrective action.
  • Serving as a liaison between the compliance department and other stakeholders to ensure seamless communication.
  • Maintaining accurate records and files of all compliance-related matters.

Requirements:

To be successful in this role, the Compliance Monitoring Analyst should possess:

  • Minimum 2 years of experience in second-line compliance monitoring within the financial services industry.
  • Profound knowledge of global regulatory frameworks.
  • Excellent analytical and problem-solving skills.
  • Strong written and verbal communication skills.
  • Able to work independently and collaboratively as part of a dynamic team.

Compensation:

The estimated annual salary for this position is £60,000 - £80,000, depending on qualifications and experience. A comprehensive benefits package will also be offered to support your career growth and well-being.