Compliance Governance Specialist
10 hours ago
Established in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.
Job Overview
The Compliance Monitoring Analyst will be responsible for conducting second-line compliance monitoring and testing to ensure that the firm adheres to all applicable regulations, policies, and procedures. This role requires strong attention to detail and effective communication skills to collaborate with cross-functional teams.
Key Responsibilities:
- Conducting thorough reviews of compliance policies and procedures to identify areas for improvement.
- Developing and implementing effective compliance monitoring plans to mitigate risks.
- Investigating and analyzing compliance issues, providing recommendations for corrective action.
- Serving as a liaison between the compliance department and other stakeholders to ensure seamless communication.
- Maintaining accurate records and files of all compliance-related matters.
Requirements:
To be successful in this role, the Compliance Monitoring Analyst should possess:
- Minimum 2 years of experience in second-line compliance monitoring within the financial services industry.
- Profound knowledge of global regulatory frameworks.
- Excellent analytical and problem-solving skills.
- Strong written and verbal communication skills.
- Able to work independently and collaboratively as part of a dynamic team.
Compensation:
The estimated annual salary for this position is £60,000 - £80,000, depending on qualifications and experience. A comprehensive benefits package will also be offered to support your career growth and well-being.
-
Compliance Governance Specialist
4 weeks ago
London, Greater London, United Kingdom Bruin Full timeJob DescriptionBruin is seeking a highly experienced Compliance Governance Specialist to join their team on an initial 12-month fixed-term contract.The Compliance Governance Specialist will be responsible for overseeing the compliance framework, ensuring regulatory and legal adherence, and managing internal policies.Key Responsibilities:Data Protection...
-
Process Governance
4 weeks ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeProcess Governance & Standards Compliance LeadAre you looking for an opportunity to shape the QHSSE compliance framework for the whole of Business Area Wind of Vattenfall? In this unique role, you will be enabling operational improvements that will help to accelerate our mission to fossil-free living through the power of renewables.You will lead a team of...
-
Governance and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Niyaa People Ltd Full timeWe are seeking a Governance and Compliance Specialist to join our team at Niyaa People Ltd. As a key member of our organization, you will be responsible for ensuring that our client is fully compliant with governing documents and legal and regulatory requirements.The successful candidate will have demonstrable experience in a similar role, a strong...
-
Compliance and Governance Specialist
1 month ago
London, Greater London, United Kingdom Bruin Full timeKey Responsibilities: As a Compliance and Governance Specialist at Bruin, you will be responsible for overseeing the company's compliance framework, ensuring regulatory and legal adherence, and managing internal policies. Your key responsibilities will include: Data Protection Officer: Serve as the primary point of contact for all aspects of data...
-
Compliance and Governance Specialist
3 weeks ago
London, Greater London, United Kingdom Grosvenor Group Full timeCompliance and Governance Position at Grosvenor GroupGrosvenor Group, a renowned specialist insurance broking firm, is seeking a Compliance and Governance Specialist to proactively support the company in delivering excellent client outcomes, managing its conduct, protecting against regulatory risk, and generating value to the business and clients by...
-
Compliance Governance Specialist
5 days ago
London, Greater London, United Kingdom Attribution Search Full timeMulti Billion Hedge Fund seeks a seasoned Compliance Governance Specialist to lead its growing business. With operations spanning Europe, US, and Asia, this global fund prioritizes strategic decisions and growth in London, its HQ.The newly appointed Compliance Governance Specialist will oversee a diverse portfolio of duties, focusing on EU entity regulation...
-
Compliance Governance Specialist
1 month ago
London, Greater London, United Kingdom Allianz Popular SL. Full timeCompliance Governance SpecialistWe are seeking a highly skilled Compliance Governance Specialist to join our team at Allianz Commercial. As a key member of our Compliance Department, you will be responsible for analyzing sanctions laws and regulations, providing guidance to the business, and performing Economic Sanctions assessments.Your Key...
-
Firm Governance Compliance Specialist
7 days ago
London, Greater London, United Kingdom Quilter Full timeQuilter is seeking a skilled Firm Governance Compliance Specialist to join its Supervision and Oversight Team. This exciting opportunity involves delivering regulatory oversight to appointed representative firms, identifying and resolving customer, regulatory, reputational, and operational risks.The successful candidate will work closely with AR Principals...
-
Governance and Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Coburg Banks Technical Full timeJob DescriptionWe are seeking a dedicated Governance and Audit Administrator to join our team at Coburg Banks Technical in Wimbledon. As a respected provider of specialist complex care services, we are committed to delivering personalised, high-quality care to both adults and children.Annual salary up to £29,000Opportunity to work with a dynamic teamOur...
-
Process Governance Specialist
1 month ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeJob SummaryWe are seeking a highly skilled Process Governance and Standards Compliance Lead to join our team at Risk & Compliance Platform. As a key member of our Integrated Management System & Process Governance team, you will be responsible for leading the development and implementation of our quality management, environmental management, health and...
-
Process Governance Specialist
1 day ago
London, Greater London, United Kingdom Risk & Compliance Platform Full timeAbout the RoleThe Process Governance & Standards Compliance Lead will be responsible for leading the development and implementation of the Integrated Management System (IMS) across the Business Area Wind of Vattenfall. This includes ensuring compliance with ISO standards and other relevant regulations, as well as driving continuous improvement in the...
-
Strategic Governance and Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Deutsche Bank Full timeJob Role: Governance and Compliance SpecialistWe are seeking a highly skilled Governance and Compliance Specialist to join our team at Deutsche Bank. As a key member of our Compliance & AFC team, you will play a critical role in ensuring the highest standards of governance within our organization.As a Strategic Governance and Compliance Specialist, you will...
-
Compliance and Governance Specialist
8 hours ago
London, Greater London, United Kingdom SGS Société Générale de Surveillance SA Full timeSociété Générale de Surveillance SA is recruiting for a Compliance and Governance Specialist to maintain awareness of business, regulatory, and market developments, providing support and thought leadership to enhance risk management.The successful candidate will have a strong understanding of compliance regulations, with experience in reviewing and...
-
Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
-
Compliance Officer
4 weeks ago
London, Greater London, United Kingdom J Bandy Consulting Full timeJob Title: Compliance Officer - Governance and Risk SpecialistJob Summary:At J Bandy Consulting, we are seeking a highly skilled Compliance Officer - Governance and Risk Specialist to join our team. The successful candidate will be responsible for ensuring that our client meets its regulatory, governance, and International Standards Organisation (ISO)...
-
Compliance Governance Specialist
10 hours ago
London, Greater London, United Kingdom TD Bank - London Branch Full timeAt TD Bank in London, we are seeking an experienced Compliance Governance Specialist to join our team. This role will be responsible for monitoring and testing compliance with regulatory requirements, participating in global initiatives, and executing core compliance tasks.The ideal candidate will have a minimum of 3-5 years of experience in the industry and...
-
AML Compliance Governance Specialist
2 weeks ago
London, Greater London, United Kingdom Goodman Masson Full timeAbout the RoleWe are seeking an experienced AML Compliance Governance Specialist to join our team at Goodman Masson. This role will provide assistance to the Compliance Team in overseeing and managing Delegated Authority.
-
Compliance Officer
4 weeks ago
London, Greater London, United Kingdom J Bandy Consulting Full timeJob Title: Compliance Officer - Governance and Risk SpecialistJob Summary:At J Bandy Consulting, we are seeking a highly skilled Compliance Officer - Governance and Risk Specialist to join our team. As a key member of our managed services team, you will be responsible for ensuring that our client meets its regulatory, governance, and International Standards...
-
Data Governance Compliance Specialist
9 hours ago
London, Greater London, United Kingdom Referment Full timeJob OverviewWe are seeking a seasoned Data Governance Compliance Specialist to join our team in London. This role reports directly to the Global Data Compliance Director and works closely with the Market Data team.
-
Compliance Manager
1 month ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time**Job Summary**AJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.**Key Responsibilities**Supervise and manage CDD checks across a broad range of...