Compliance Governance Specialist
1 week ago
Simmons & Hanbury is a specialist executive search firm seeking an experienced Compliance Governance Specialist to join their growing compliance function. This role will involve working across various advisory, regulatory, compliance monitoring, marketing & distribution areas.
About the Role:
The Compliance Governance Specialist will assist the team with fund investment guidelines, review and approve marketing materials, due diligence questionnaires and bespoke regulatory queries from investors. Additionally, they will contribute to the firm's risk-based compliance monitoring programme, ensure up-to-date compliance procedures and processes, and create new reviews and controls as needed.
Requirements:
This role requires strong experience within an asset management firm or equivalent environment, with a solid understanding of UCITS Investment guidelines and knowledge of AIFMD and MiFID II regulations. The estimated salary for this position is around $80,000-$100,000 per annum, depending on location and experience.
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