Compliance and Governance Specialist

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

We are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...

**Job Summary**We are seeking a highly skilled Compliance Governance Manager to join our team in London. The successful candidate will be responsible for executing all testing and monitoring activities in a timely and thorough manner in accordance with industry standards.The ideal candidate will have a pragmatic, commercial and creative approach to problem...

Established in the heart of the financial district, Compliance Professionals is a renowned company seeking a highly skilled Compliance Monitoring Analyst to join their team on a permanent basis. The ideal candidate will have a deep understanding of regulatory frameworks and excellent analytical skills.Job OverviewThe Compliance Monitoring Analyst will be...

About the Role: We are recruiting for a Governance and Compliance Specialist to join our client's Global Operations Team at their award-winning, forward-thinking law firm based in London. This role is perfect for a motivated professional who combines technical expertise with exceptional collaborative skills and a drive to maintain and elevate operational...

We are seeking a highly skilled Data Protection Law Trainee to join our team at IGS | Information Governance Services. This role offers the opportunity to develop cutting-edge solutions for our clients, helping them remain competitive in the market.Job DescriptionAs a Data Protection Law Trainee, you will be responsible for providing relevant and up-to-date...

Job SummaryWe are seeking a highly skilled Governance and Compliance Specialist to join our team at Ocorian.The successful candidate will be responsible for managing the Governance and Compliance function, providing expert advice on corporate governance principles, and ensuring compliance with relevant regulations and laws.This is a fantastic opportunity for...

Multi Billion Hedge Fund seeks a seasoned Compliance Governance Specialist to lead its growing business. With operations spanning Europe, US, and Asia, this global fund prioritizes strategic decisions and growth in London, its HQ.The newly appointed Compliance Governance Specialist will oversee a diverse portfolio of duties, focusing on EU entity regulation...

A Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...

Quilter is seeking a skilled Firm Governance Compliance Specialist to join its Supervision and Oversight Team. This exciting opportunity involves delivering regulatory oversight to appointed representative firms, identifying and resolving customer, regulatory, reputational, and operational risks.The successful candidate will work closely with AR Principals...

Logistics People in Corby is looking for a highly skilled Compliance and Governance Specialist to join its compliance department. As a key member of the team, you will be responsible for ensuring the integrity of agency worker profiles, providing advice on compliance matters, and supporting compliance-based projects.This is a permanent position offering a...

Mason Blake is a leading boutique asset management house seeking an experienced Governance and Compliance Specialist to join our Product team.Key Responsibilities:Implement effective product governance practices across all fund rangesEnsure compliance with regulatory requirements and industry standardsCollaborate with the investment team to develop and...

About the RoleThe Process Governance & Standards Compliance Lead will be responsible for leading the development and implementation of the Integrated Management System (IMS) across the Business Area Wind of Vattenfall. This includes ensuring compliance with ISO standards and other relevant regulations, as well as driving continuous improvement in the...

Société Générale de Surveillance SA is recruiting for a Compliance and Governance Specialist to maintain awareness of business, regulatory, and market developments, providing support and thought leadership to enhance risk management.The successful candidate will have a strong understanding of compliance regulations, with experience in reviewing and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

At TD Bank in London, we are seeking an experienced Compliance Governance Specialist to join our team. This role will be responsible for monitoring and testing compliance with regulatory requirements, participating in global initiatives, and executing core compliance tasks.The ideal candidate will have a minimum of 3-5 years of experience in the industry and...

About the RoleWe are seeking an experienced AML Compliance Governance Specialist to join our team at Goodman Masson. This role will provide assistance to the Compliance Team in overseeing and managing Delegated Authority.

Job OverviewWe are seeking a seasoned Data Governance Compliance Specialist to join our team in London. This role reports directly to the Global Data Compliance Director and works closely with the Market Data team.

Job OverviewWe are seeking a seasoned IT Governance and Compliance Specialist to join our team at CFGI. In this role, you will work closely with senior management to ensure compliance with regulatory requirements and industry standards.You will lead project teams and interact with clients and their external auditors on all aspects of engagements, including...