Firm Governance Compliance Specialist

Job DescriptionBruin is seeking a highly experienced Compliance Governance Specialist to join their team on an initial 12-month fixed-term contract.The Compliance Governance Specialist will be responsible for overseeing the compliance framework, ensuring regulatory and legal adherence, and managing internal policies.Key Responsibilities:Data Protection...

About the RoleA compliance professional is needed to deliver regulatory oversight to appointed representative firms. This role will focus on identifying and resolving customer, regulatory, reputational, and operational risks to establish an effective control function.Key responsibilities include working with AR Principals to achieve effective governance of...

Compliance and Governance Position at Grosvenor GroupGrosvenor Group, a renowned specialist insurance broking firm, is seeking a Compliance and Governance Specialist to proactively support the company in delivering excellent client outcomes, managing its conduct, protecting against regulatory risk, and generating value to the business and clients by...

About the RoleThis is an exciting opportunity to work with Quilter as a Firm Governance Assessor, delivering regulatory oversight to appointed representative firms.As a key member of the Supervision and Oversight Team, you will be responsible for identifying and resolving customer, regulatory, reputational, and operational risks.You will work closely with AR...

### Role OverviewAs a Firm Governance Assessor at Quilter, you will be responsible for delivering regulatory oversight to appointed representative firms. This involves identifying and resolving customer, regulatory, reputational, and operational risks to establish an effective control function.### Key Responsibilities* Work with AR Principals to achieve...

We are seeking a Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a Compliance Specialist, you will play a key role in ensuring that our firm meets all regulatory requirements and maintains a strong compliance culture.The ideal candidate will have strong analytical skills, an eye for detail, and a drive to embrace greater responsibilities. You...

About the RoleAs a Firm Governance Assessor at Quilter Financial Planning, you will play a crucial role in delivering regulatory oversight to appointed representative firms. Your primary responsibility will be to identify and resolve customer, regulatory, reputational, and operational risks, thereby establishing an effective control function.You will work...

About the RoleJob Title: Firm Governance AssessorDepartment: Supervision & OversightLocation: Southampton, United Kingdom (Hybrid) or Homebased, United KingdomContract Type: Permanent, Full-TimeAs a key member of the Supervision and Oversight Team at Quilter, you will play a critical role in delivering regulatory oversight to appointed representative firms....

About the RoleJob Title: Firm Governance AssessorDepartment: Supervision & OversightLocation: Southampton, United Kingdom (Hybrid) or Homebased, United KingdomContract Type: Permanent, Full-TimeAs a key member of the Supervision and Oversight Team at Quilter, you will play a critical role in delivering regulatory oversight to appointed representative firms....

Job Title: Compliance ManagerAbout the Role:We are seeking an experienced Compliance Manager to lead our risk and compliance team at AJ FOX COMPLIANCE. As a key member of our team, you will be responsible for overseeing the client onboarding process, ensuring all CDD checks and regulatory requirements are met.Key Responsibilities:Supervise and manage CDD...

**Job Summary**AJ FOX COMPLIANCE is seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.**Key Responsibilities**Supervise and manage CDD checks across a broad range of...

Compliance Risk SpecialistWe are seeking a highly skilled Compliance Risk Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for identifying and mitigating compliance risks across the firm.Key Responsibilities:Act as a key point of contact for compliance queries, ensuring all regulatory...

Compliance Career Advancement OpportunityWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance department, you will play a vital role in ensuring the firm's continued success by identifying and mitigating regulatory risks.Key Responsibilities:Act as a primary point...

Process Governance & Standards Compliance LeadAre you looking for an opportunity to shape the QHSSE compliance framework for the whole of Business Area Wind of Vattenfall? In this unique role, you will be enabling operational improvements that will help to accelerate our mission to fossil-free living through the power of renewables.You will lead a team of...

Job OverviewWe are seeking a highly motivated and detail-oriented Compliance Specialist to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will play a vital role in ensuring that our firm operates in accordance with all relevant laws and regulations.Your primary responsibilities will include:Providing expert advice on...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a skilled Compliance Risk Specialist to support the Compliance team in their London office. The ideal candidate will have experience in law firm risk and compliance, a solid understanding of AML and counter-terrorist financing, and familiarity with using AML databases.Key ResponsibilitiesPerform risk...

Job DescriptionAre you a dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote AML Compliance Specialist within an International law firm.In this role, you'll handle a broad range of compliance, conflicts, and AML issues and have the chance to handle escalations from...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

We are seeking a Governance and Compliance Specialist to join our team at Niyaa People Ltd. As a key member of our organization, you will be responsible for ensuring that our client is fully compliant with governing documents and legal and regulatory requirements.The successful candidate will have demonstrable experience in a similar role, a strong...

Job Title: Governance and Compliance SpecialistAbout the Role:We are seeking a highly skilled Governance and Compliance Specialist to join our team at Deutsche Bank. As a key member of our Compliance and Anti-Financial Crime (AFC) team, you will play a critical role in ensuring the highest standards of governance and compliance across our global...