Financial Compliance Expert

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

CER Financial, a leading international bank based in the City of London, is recruiting a highly skilled Banking Compliance Expert to join their team.The ideal candidate will have extensive knowledge of financial crime systems and controls, with a minimum of 1 year's experience in a Compliance function within banking.Salary: Up to £35,000 per annum.About CER...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a highly skilled and experienced Head of Financial Crime Compliance to join our team. As a trusted advisor, you will play a critical role in ensuring the bank's financial crime compliance framework remains fit for purpose.Key ResponsibilitiesProvide expert advice and guidance on financial crime compliance matters to the London...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

About the Role:We are seeking an experienced AML and Financial Crime Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for managing the financial crime compliance programme, including AML, ABC, Sanctions Compliance, and Criminal Finances Act.Key Responsibilities:Working within the EMEA Financial Crime Team...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Financial Crime Compliance SpecialistWe are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.Key Responsibilities:Implement and update the...

We are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...

Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Shield Financial Compliance is a global startup with a mission to protect market integrity and people's financial assets. We are a post-Series B startup with investors and customers from the largest financial organizations in the world.We are looking for a Compliance Expert - Cloud Security to join our team. The ideal candidate will have experience with...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....