Governance Risk and Compliance Lead

4 days ago

London, Greater London, United Kingdom Sumitomo Mitsui Banking Corporation - SMBC Group Full time

Job Title: Governance Risk and Compliance Lead

Job Summary:

We are seeking a highly skilled Governance Risk and Compliance Lead to join our team at Sumitomo Mitsui Banking Corporation - SMBC Group. As a key member of our Technology Risk Management function, you will play a crucial role in establishing and maintaining a robust risk management framework.

Key Responsibilities:

  • Risk Framework Embedding: Develop and implement Technology policies, standards, and procedures to promote best practices across the organization.
  • Risk Management: Identify, assess, and mitigate Technology risks, and embed the control framework to safeguard the organization's Technology assets.
  • Compliance Oversight: Ensure adherence to relevant laws, regulations, and standards, maintaining up-to-date knowledge of industry compliance requirements.
  • Stakeholder Collaboration: Collaborate with cross-functional teams and executive leadership to drive Technology risk governance and support business goals.

Accountabilities & Responsibilities:

  • Technology Policy & Standard Framework: Develop, maintain, and embed Technology Policies, Standards, and Procedures, while implementing the IT function's objectives.
  • Technology Risk Taxonomy & Register: Identify Technology risks faced by the organization that give rise to potential disruptions, failures, or adverse impacts on business processes arising from the use, adoption, or reliance on technology.
  • Programmes & Emerging Risk: Provide oversight and input into risk assessments to help identify potential risks and devise mitigation strategies, prior to technological changes.
  • Technology Risk Training: Embed a culture of risk awareness and ensure that relevant parties are aware of their roles and responsibilities concerning risk.
  • Risk Engagement - Business: Conduct regular engagement meetings with key Business stakeholders to ensure key areas of risk are identified and to embed ownership of risks and controls where relevant.
  • Risk Engagement - Technology: Conduct regular meetings with key stakeholders within the IT Department to ensure awareness of key areas of risk and to embed ownership of risks and controls where relevant.
  • Risk Register Monitoring: Maintain and update a register of Technology-related risk events, incidents, audit findings, exceptions, etc.
  • Regulatory Reporting: Work with the Regulatory Reporting team to ensure the required information for Regulatory submissions is accurate, relevant, and provided in a timely manner.
  • Client DD Reporting: Provide input to determine the risk MI required from clients to help ensure the risk position is fully understood.
  • Third Party Risk Management (TPRM) Reporting: Develop specific metrics relating to the risk exposure of 3rd party technology providers in its suite of metrics to ensure the risk position is understood.
  • Organisational Skills: Strong organisational skills are necessary to effectively coordinate audit schedules, manage documentation, and prioritise tasks across the IT Department.
  • Confidentiality: Demonstrated ability to handle sensitive information with discretion and maintain confidentiality in accordance with organisational policies.
  • Proficiency in Office Software: Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook) and other relevant software applications for document management, data entry, and reporting.
  • Technology Knowledge: Work towards a detailed understanding of Technology and cyber risk frameworks (e.g. NIST / ISO27001 / COBIT / ITIL).

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