Senior CASS Compliance Lead

Job DescriptionWe're looking for a skilled CASS Compliance Specialist to work collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior Management in respect to existing and emerging...

**Job Description:**About the RoleWe are seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This is an exciting opportunity for a professional with expertise in asset management and compliance oversight.The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in...

Job Description At BNY, our culture empowers you to grow and succeed.As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets.Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that...

As a seasoned Compliance Expert for CASS Directory, you will be responsible for representing the Compliance function at CASS Forums, providing expert guidance to the Business, and ensuring adherence to regulatory requirements. Our team values collaboration, critical thinking, and effective communication. In this role, you will have the chance to develop your...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our operations comply with regulatory requirements. Key Responsibilities:Leading and coordinating external CASS audits, including planning, fieldwork, testing, reporting, and closure.Managing...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

Job DescriptionWe are seeking an experienced Compliance professional to join our UK Compliance Team in Manchester as a CASS Director. This is an exciting opportunity to work in a dynamic environment, collaborating with business stakeholders to drive regulatory compliance. Key responsibilities include providing guidance on regulatory risk, developing...

About the JobThis Senior CASS Audit Specialist position is a key role within our company, responsible for managing and coordinating external CASS audits. The successful candidate will have excellent communication and leadership skills, with a strong understanding of CASS regulations and governance.Job DescriptionCoordinate and lead external CASS audits,...

CASS Lead Auditor Job SummaryThis is an excellent opportunity for an experienced CASS Lead Auditor to join our team as a Senior CASS Audit Specialist. As a key member of our audit team, you will play a critical role in ensuring the delivery of high-quality CASS audits.The successful candidate will lead and coordinate external CASS audits, ensuring they are...

CASS Audit DirectorAJ Bell Management Limited is a leading investment platform business that offers a range of solutions to individuals and businesses. We are currently seeking a highly skilled CASS Audit Director to join our team and lead our CASS audit function.As a CASS Audit Director, you will be responsible for developing and implementing a robust CASS...

About the RoleAJ Bell Management Limited is seeking a highly skilled CASS Audit Lead to join their team. This role is responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information, and tracking audit actions through to...

**Job Overview**We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to...

Lead CASS Audit SpecialistAJ Bell Management Limited is seeking a highly skilled Lead CASS Audit Specialist to join its team. The successful candidate will have a deep understanding of CASS regulations and experience managing external audits from planning through to closure.The key responsibilities of this role include:Developing and implementing effective...

About the RoleWe are seeking a highly motivated CASS Audit Team Leader to join our dynamic team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered efficiently and effectively.Key ResponsibilitiesManage external audits from planning through to fieldwork, testing, reporting, and...

Job OverviewWe're seeking a skilled Compliance Manager to join our UK Compliance Team in Manchester, offering a hybrid working arrangement. This role does not involve international travel.In this position, you'll be part of a dynamic Compliance Team, working collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities...

Job OverviewWe are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.About the RoleRepresenting...

Key ResponsibilitiesThis role includes managing external audits from planning through to fieldwork, testing, reporting, and closure. The successful candidate will also be responsible for managing inter-dependencies between CASS and Statutory audits, working closely with external audit teams and internal business areas to ensure audit work is managed...

About the RoleWe are a fast-growing investment platform business in the UK offering an award-winning range of solutions that caters for everyone. We are currently looking for a Regulatory Affairs Lead to join our team at AJ Bell Management Limited.The successful candidate will be responsible for overseeing the maintenance of the Senior Manager and...

At BNY Mellon, we're seeking a Compliance Risk Manager to join our UK Compliance Team in Manchester. This hybrid role involves collaborating with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...